| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 2,152,549 | 39,822,000 | 21.57% | ||
| 2 | UBS AG | 1,736,099 | 32,118,000 | 17.39% | ||
| 3 | MORGAN STANLEY | 1,273,227 | 23,554,000 | 12.76% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,001,614 | 18,530,000 | 10.04% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 794,267 | 14,694,000 | 7.96% | ||
| 6 | WELLS FARGO & COMPANY/MN | 675,679 | 12,500,000 | 6.77% | ||
| 7 | DEUTSCHE BANK AG\ | 360,200 | 6,663,000 | 3.61% | ||
| 8 | BB&T SECURITIES, LLC | 30,005 | 5,550,000 | 3.01% | ||
| 9 | Relative Value Partners, LLC | 287,384 | 5,317,000 | 2.88% | ||
| 10 | Invesco Ltd. | 284,119 | 5,256,000 | 2.85% | PRN | |
| 11 | MARINER INVESTMENT GROUP LLC | 210,759 | 3,899,000 | 2.11% | ||
| 12 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 173,484 | 3,209,000 | 1.74% | ||
| 13 | BARCLAYS PLC | 168,003 | 3,025,000 | 1.64% | ||
| 14 | Index Management Solutions, LLC | 123,352 | 2,282,000 | 1.24% | ||
| 15 | ROYAL BANK OF CANADA | 121,362 | 2,246,000 | 1.22% | ||
| 16 | LPL Financial LLC | 73,795 | 1,365,000 | 0.74% | ||
| 17 | TFS CAPITAL LLC | 57,941 | 1,072,000 | 0.58% | ||
| 18 | Investors Capital Advisory Services | 25,500 | 471,000 | 0.26% | ||
| 19 | Shaker Financial Services, LLC | 24,674 | 456,000 | 0.25% | ||
| 20 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 15,787 | 292,000 | 0.16% | ||
| 21 | Cetera Advisor Networks LLC | 14,800 | 276,000 | 0.15% | ||
| 22 | WEDBUSH SECURITIES INC | 14,584 | 270,000 | 0.15% | ||
| 23 | NOMURA HOLDINGS INC | 14,464 | 267,000 | 0.14% | ||
| 24 | Private Wealth Partners, LLC | 14,000 | 259,000 | 0.14% | ||
| 25 | Private Advisor Group, LLC | 13,751 | 254,000 | 0.14% | ||
| 26 | GOLDMAN SACHS GROUP INC | 13,059 | 242,000 | 0.13% | ||
| 27 | ENVESTNET ASSET MANAGEMENT INC | 11,800 | 218,000 | 0.12% | ||
| 28 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 10,021 | 185,000 | 0.10% | ||
| 29 | CITIGROUP INC | 7,029 | 130,000 | 0.07% | ||
| 30 | Thomas J. Herzfeld Advisors, Inc. | 2,301 | 43,000 | 0.02% | ||
| 31 | WOLVERINE ASSET MANAGEMENT LLC | 2,249 | 41,000 | 0.02% | ||
| 32 | B. Riley Wealth Management, Inc. | 2,000 | 37,000 | 0.02% | ||
| 33 | SYNOVUS FINANCIAL CORP | 1,800 | 33,000 | 0.02% | ||
| 34 | B. Riley Wealth Advisors, Inc. | 1,700 | 31,450 | 0.02% | ||
| 35 | NEXT Financial Group, Inc | 1,500 | 27,000 | 0.01% | ||
| 36 | MSI Financial Services Inc | 330 | 6,000 | 0.00% | ||
| 37 | MUFG Americas Holdings Corp | 71 | 1,000 | 0.00% | ||
| 38 | BlackRock Investment Management, LLC | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
