| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 1,331,300 | 20,915,000 | 12.17% | ||
| 2 | Saba Capital Management, L.P. | 1,264,935 | 19,872,000 | 11.57% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,152,064 | 18,099,000 | 10.53% | ||
| 4 | BESSEMER GROUP INC | 1,103,941 | 17,343,000 | 10.09% | ||
| 5 | WELLS FARGO & COMPANY/MN | 1,008,317 | 15,841,000 | 9.22% | ||
| 6 | MORGAN STANLEY | 1,002,302 | 15,746,000 | 9.16% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 986,758 | 15,502,000 | 9.02% | ||
| 8 | Invesco Ltd. | 474,227 | 7,450,000 | 4.34% | ||
| 9 | DEUTSCHE BANK AG\ | 467,891 | 7,350,000 | 4.28% | ||
| 10 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 317,382 | 4,986,000 | 2.90% | ||
| 11 | MARINER INVESTMENT GROUP LLC | 204,836 | 3,218,000 | 1.87% | ||
| 12 | RELATIVE VALUE PARTNERS GROUP, LLC | 190,358 | 2,991,000 | 1.74% | ||
| 13 | Yorktown Management & Research Co Inc | 129,000 | 2,027,000 | 1.18% | ||
| 14 | ROYAL BANK OF CANADA | 109,864 | 1,726,000 | 1.00% | ||
| 15 | CITIGROUP INC | 99,058 | 1,557,000 | 0.91% | ||
| 16 | Laurion Capital Management LP | 98,906 | 1,554,000 | 0.90% | ||
| 17 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 88,853 | 1,396,000 | 0.81% | ||
| 18 | Advisors Asset Management, Inc. | 87,671 | 1,377,000 | 0.80% | ||
| 19 | Frontier Wealth Management LLC | 83,600 | 1,313,000 | 0.76% | ||
| 20 | LPL Financial LLC | 76,274 | 1,207,000 | 0.70% | ||
| 21 | WOLVERINE ASSET MANAGEMENT LLC | 76,750 | 1,205,000 | 0.70% | ||
| 22 | Curi Capital, LLC | 69,877 | 1,098,000 | 0.64% | ||
| 23 | GUGGENHEIM CAPITAL LLC | 66,356 | 1,043,000 | 0.61% | ||
| 24 | AQR ARBITRAGE LLC | 50,741 | 797,000 | 0.46% | ||
| 25 | Capital Investment Advisors, LLC | 47,908 | 753,000 | 0.44% | ||
| 26 | FIRST TRUST ADVISORS LP | 46,667 | 733,000 | 0.43% | ||
| 27 | Cambridge Investment Research Advisors, Inc. | 43,612 | 685,000 | 0.40% | ||
| 28 | EATON VANCE MANAGEMENT | 38,422 | 616,000 | 0.36% | ||
| 29 | BB&T SECURITIES, LLC | 26,511 | 416,000 | 0.24% | ||
| 30 | Thomas J. Herzfeld Advisors, Inc. | 25,510 | 401,000 | 0.23% | ||
| 31 | Investors Capital Advisory Services | 21,500 | 337,000 | 0.20% | ||
| 32 | KEYBANK NATIONAL ASSOCIATION/OH | 18,610 | 292,000 | 0.17% | ||
| 33 | OPPENHEIMER & CO INC | 18,550 | 291,000 | 0.17% | ||
| 34 | TFS CAPITAL LLC | 16,400 | 258,000 | 0.15% | ||
| 35 | DOLIVER ADVISORS, LP | 16,061 | 252,000 | 0.15% | ||
| 36 | Cetera Advisor Networks LLC | 12,700 | 201,000 | 0.12% | ||
| 37 | INVESTMENT CENTERS OF AMERICA INC | 11,595 | 185,000 | 0.11% | ||
| 38 | Virtu KCG Holdings LLC | 11,622 | 183,000 | 0.11% | ||
| 39 | CITADEL ADVISORS LLC | 10,423 | 164,000 | 0.10% | ||
| 40 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 7,702 | 121,000 | 0.07% | ||
| 41 | ENVESTNET ASSET MANAGEMENT INC | 5,772 | 91,000 | 0.05% | ||
| 42 | AMERICAN INTERNATIONAL GROUP, INC. | 4,869 | 76,000 | 0.04% | ||
| 43 | Simplicity Solutions, LLC | 3,895 | 61,190 | 0.04% | ||
| 44 | D.A. DAVIDSON & CO. | 2,170 | 34,000 | 0.02% | ||
| 45 | DUBUQUE BANK & TRUST CO | 1,589 | 25,000 | 0.01% | ||
| 46 | Tower Research Capital LLC (TRC) | 920 | 14,000 | 0.01% | ||
| 47 | Creative Planning | 394 | 6,000 | 0.00% | ||
| 48 | COUNTRY TRUST BANK | 9 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
