| 1 |
Saba Capital Management, L.P. |
2,005,559 |
33,633,000 |
17.51% |
|
|
| 2 |
UBS Group AG |
1,837,647 |
30,817,000 |
16.05% |
|
|
| 3 |
MORGAN STANLEY |
1,826,801 |
30,636,000 |
15.95% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,129,687 |
18,945,000 |
9.87% |
|
|
| 5 |
WELLS FARGO & COMPANY/MN |
683,024 |
11,455,000 |
5.97% |
|
|
| 6 |
DEUTSCHE BANK AG\ |
538,651 |
9,033,000 |
4.70% |
|
|
| 7 |
BANK OF AMERICA CORP /DE/ |
536,582 |
8,998,000 |
4.69% |
|
|
| 8 |
Invesco Ltd. |
405,391 |
6,798,000 |
3.54% |
|
PRN |
| 9 |
BESSEMER GROUP INC |
328,941 |
5,516,000 |
2.87% |
|
|
| 10 |
Relative Value Partners, LLC |
286,635 |
4,807,000 |
2.50% |
|
|
| 11 |
BB&T SECURITIES, LLC |
26,147 |
4,384,000 |
2.28% |
|
|
| 12 |
ROYAL BANK OF CANADA |
240,984 |
4,041,000 |
2.10% |
|
|
| 13 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
228,163 |
3,826,000 |
1.99% |
|
|
| 14 |
Index Management Solutions, LLC |
178,736 |
2,997,000 |
1.56% |
|
|
| 15 |
LPL Financial LLC |
131,474 |
2,205,000 |
1.15% |
|
|
| 16 |
MARINER INVESTMENT GROUP LLC |
124,230 |
2,083,000 |
1.08% |
|
|
| 17 |
Advisors Asset Management, Inc. |
87,182 |
1,462,000 |
0.76% |
|
|
| 18 |
WOLVERINE ASSET MANAGEMENT LLC |
73,143 |
1,226,000 |
0.64% |
|
|
| 19 |
CITIGROUP INC |
62,740 |
1,052,000 |
0.55% |
|
|
| 20 |
TFS CAPITAL LLC |
57,874 |
971,000 |
0.51% |
|
|
| 21 |
FIRST TRUST ADVISORS LP |
45,427 |
762,000 |
0.40% |
|
|
| 22 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
44,263 |
742,000 |
0.39% |
|
|
| 23 |
Shaker Financial Services, LLC |
40,272 |
675,000 |
0.35% |
|
|
| 24 |
BlueSpruce Investments, LP |
35,180 |
590,000 |
0.31% |
|
|
| 25 |
Capital Investment Advisors, LLC |
24,716 |
414,000 |
0.22% |
|
|
| 26 |
Investors Capital Advisory Services |
24,500 |
410,000 |
0.21% |
|
|
| 27 |
GOLDMAN SACHS GROUP INC |
19,368 |
325,000 |
0.17% |
|
|
| 28 |
Thomas J. Herzfeld Advisors, Inc. |
19,406 |
325,000 |
0.17% |
|
|
| 29 |
KEYBANK NATIONAL ASSOCIATION/OH |
18,210 |
305,000 |
0.16% |
|
|
| 30 |
Laurion Capital Management LP |
16,690 |
280,000 |
0.15% |
|
|
| 31 |
Private Advisor Group, LLC |
15,499 |
260,000 |
0.14% |
|
|
| 32 |
Cetera Advisor Networks LLC |
14,200 |
238,000 |
0.12% |
|
|
| 33 |
Private Wealth Partners, LLC |
14,000 |
235,000 |
0.12% |
|
|
| 34 |
Virtu KCG Holdings LLC |
13,152 |
221,000 |
0.12% |
|
|
| 35 |
OPPENHEIMER & CO INC |
12,522 |
210,000 |
0.11% |
|
|
| 36 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
12,036 |
202,000 |
0.11% |
|
|
| 37 |
AMERICAN INTERNATIONAL GROUP, INC. |
11,891 |
199,412 |
0.10% |
|
|
| 38 |
ENVESTNET ASSET MANAGEMENT INC |
10,692 |
179,000 |
0.09% |
|
|
| 39 |
GUGGENHEIM CAPITAL LLC |
10,571 |
177,000 |
0.09% |
|
|
| 40 |
SG Americas Securities, LLC |
10,360 |
174,000 |
0.09% |
|
|
| 41 |
Tower Research Capital LLC (TRC) |
4,800 |
80,000 |
0.04% |
|
|
| 42 |
Genesis Wealth Advisors, LLC |
2,580 |
45,382 |
0.02% |
|
|
| 43 |
B. Riley Wealth Advisors, Inc. |
1,700 |
29,000 |
0.02% |
|
|
| 44 |
Financial Architects, Inc |
1,715 |
29,000 |
0.02% |
|
|
| 45 |
NEXT Financial Group, Inc |
1,500 |
25,000 |
0.01% |
|
|
| 46 |
MSI Financial Services Inc |
330 |
6,000 |
0.00% |
|
|
| 47 |
Creative Planning |
300 |
5,000 |
0.00% |
|
|
| 48 |
MUFG Americas Holdings Corp |
125 |
2,000 |
0.00% |
|
|
| 49 |
Stratos Wealth Partners, LTD. |
90 |
1,509 |
0.00% |
|
|
| 50 |
BlackRock Investment Management, LLC |
1 |
0 |
0.00% |
|
|
