| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 2,404,449 | 42,655,000 | 21.38% | ||
| 2 | UBS AG | 1,922,782 | 34,110,000 | 17.10% | ||
| 3 | MORGAN STANLEY | 1,584,649 | 28,112,000 | 14.09% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,121,632 | 19,898,000 | 9.98% | ||
| 5 | WELLS FARGO & COMPANY/MN | 587,224 | 10,417,000 | 5.22% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 486,881 | 8,637,000 | 4.33% | ||
| 7 | DEUTSCHE BANK AG\ | 463,615 | 8,224,000 | 4.12% | ||
| 8 | BESSEMER GROUP INC | 352,226 | 6,248,000 | 3.13% | ||
| 9 | Invesco Ltd. | 347,890 | 6,171,000 | 3.09% | PRN | |
| 10 | BB&T SECURITIES, LLC | 30,019 | 5,325,000 | 2.67% | ||
| 11 | Relative Value Partners, LLC | 287,419 | 5,099,000 | 2.56% | ||
| 12 | MARINER INVESTMENT GROUP LLC | 226,472 | 4,018,000 | 2.01% | ||
| 13 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 221,594 | 3,931,000 | 1.97% | ||
| 14 | BARCLAYS PLC | 175,081 | 2,978,000 | 1.49% | ||
| 15 | Index Management Solutions, LLC | 147,313 | 2,613,000 | 1.31% | ||
| 16 | LPL Financial LLC | 144,315 | 2,551,000 | 1.28% | ||
| 17 | ROYAL BANK OF CANADA | 121,959 | 2,164,000 | 1.08% | ||
| 18 | TFS CAPITAL LLC | 67,220 | 1,192,000 | 0.60% | ||
| 19 | FIRST TRUST ADVISORS LP | 43,095 | 765,000 | 0.38% | ||
| 20 | WOLVERINE ASSET MANAGEMENT LLC | 31,832 | 564,000 | 0.28% | ||
| 21 | Investors Capital Advisory Services | 25,500 | 452,000 | 0.23% | ||
| 22 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 22,043 | 391,000 | 0.20% | ||
| 23 | Virtu KCG Holdings LLC | 17,627 | 313,000 | 0.16% | ||
| 24 | GOLDMAN SACHS GROUP INC | 15,369 | 273,000 | 0.14% | ||
| 25 | ENVESTNET ASSET MANAGEMENT INC | 14,846 | 263,000 | 0.13% | ||
| 26 | Cetera Advisor Networks LLC | 14,200 | 253,000 | 0.13% | ||
| 27 | Private Wealth Partners, LLC | 14,000 | 248,000 | 0.12% | ||
| 28 | Allen Investment Management, LLC | 12,995 | 231,000 | 0.12% | ||
| 29 | KEYBANK NATIONAL ASSOCIATION/OH | 12,900 | 229,000 | 0.11% | ||
| 30 | Private Advisor Group, LLC | 12,251 | 217,000 | 0.11% | ||
| 31 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 11,278 | 200,000 | 0.10% | ||
| 32 | CITADEL ADVISORS LLC | 10,446 | 185,000 | 0.09% | ||
| 33 | Shaker Financial Services, LLC | 10,138 | 180,000 | 0.09% | ||
| 34 | AMERICAN INTERNATIONAL GROUP, INC. | 7,071 | 125,440 | 0.06% | ||
| 35 | CITIGROUP INC | 7,059 | 125,000 | 0.06% | ||
| 36 | Thomas J. Herzfeld Advisors, Inc. | 2,301 | 41,000 | 0.02% | ||
| 37 | B. Riley Wealth Management, Inc. | 2,000 | 35,000 | 0.02% | ||
| 38 | NEXT Financial Group, Inc | 1,500 | 27,000 | 0.01% | ||
| 39 | FIFTH THIRD BANCORP | 542 | 10,000 | 0.01% | ||
| 40 | MSI Financial Services Inc | 330 | 6,000 | 0.00% | ||
| 41 | MUFG Americas Holdings Corp | 125 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
