| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 1,388,878 | 21,958,000 | 10.97% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,338,826 | 21,167,000 | 10.57% | ||
| 3 | Saba Capital Management, L.P. | 1,317,454 | 20,829,000 | 10.40% | ||
| 4 | BESSEMER GROUP INC | 1,141,941 | 18,054,000 | 9.02% | ||
| 5 | MORGAN STANLEY | 1,016,238 | 16,066,000 | 8.02% | ||
| 6 | WELLS FARGO & COMPANY/MN | 948,855 | 15,002,000 | 7.49% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 788,294 | 12,463,000 | 6.22% | ||
| 8 | EATON VANCE MANAGEMENT | 675,742 | 10,683,000 | 5.33% | ||
| 9 | Invesco Ltd. | 510,340 | 8,069,000 | 4.03% | ||
| 10 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 421,844 | 6,669,000 | 3.33% | ||
| 11 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 395,966 | 6,254,000 | 3.12% | ||
| 12 | DEUTSCHE BANK AG\ | 368,311 | 5,822,000 | 2.91% | ||
| 13 | Yorktown Management & Research Co Inc | 240,000 | 3,794,000 | 1.89% | ||
| 14 | LPL Financial LLC | 217,857 | 3,403,000 | 1.70% | ||
| 15 | KELMAN-LAZAROV, INC. | 181,675 | 2,869,000 | 1.43% | ||
| 16 | MARINER INVESTMENT GROUP LLC | 154,417 | 2,441,000 | 1.22% | ||
| 17 | RELATIVE VALUE PARTNERS GROUP, LLC | 120,343 | 1,903,000 | 0.95% | ||
| 18 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 109,956 | 1,738,000 | 0.87% | ||
| 19 | CITIGROUP INC | 106,804 | 1,688,000 | 0.84% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 104,260 | 1,648,000 | 0.82% | ||
| 21 | ROYAL BANK OF CANADA | 88,079 | 1,392,000 | 0.70% | ||
| 22 | WOLVERINE ASSET MANAGEMENT LLC | 86,357 | 1,365,000 | 0.68% | ||
| 23 | Frontier Wealth Management LLC | 84,850 | 1,341,000 | 0.67% | ||
| 24 | GUGGENHEIM CAPITAL LLC | 81,804 | 1,293,000 | 0.65% | ||
| 25 | STIFEL FINANCIAL CORP | 71,768 | 1,135,000 | 0.57% | ||
| 26 | Advisors Asset Management, Inc. | 68,789 | 1,088,000 | 0.54% | ||
| 27 | Edge Wealth Management LLC | 57,619 | 911,000 | 0.45% | ||
| 28 | Cambridge Investment Research Advisors, Inc. | 57,205 | 904,000 | 0.45% | ||
| 29 | SG Americas Securities, LLC | 51,783 | 819,000 | 0.41% | ||
| 30 | FIRST TRUST ADVISORS LP | 44,438 | 703,000 | 0.35% | ||
| 31 | BANK OF MONTREAL /CAN/ | 44,000 | 696,000 | 0.35% | ||
| 32 | Capital Investment Advisors, LLC | 41,557 | 657,000 | 0.33% | ||
| 33 | AQR ARBITRAGE LLC | 40,999 | 648,000 | 0.32% | ||
| 34 | Curi Capital, LLC | 31,839 | 503,000 | 0.25% | ||
| 35 | Jaffetilchin Investment Partners, LLC | 27,704 | 438,000 | 0.22% | ||
| 36 | Investors Capital Advisory Services | 27,100 | 428,000 | 0.21% | ||
| 37 | Cetera Advisor Networks LLC | 22,520 | 357,000 | 0.18% | ||
| 38 | Raymond James Financial Services Advisors, Inc. | 22,353 | 353,000 | 0.18% | ||
| 39 | BB&T SECURITIES, LLC | 19,128 | 302,000 | 0.15% | ||
| 40 | MSI Financial Services Inc | 18,717 | 296,000 | 0.15% | ||
| 41 | Thomas J. Herzfeld Advisors, Inc. | 17,911 | 283,000 | 0.14% | ||
| 42 | OPPENHEIMER & CO INC | 16,557 | 262,000 | 0.13% | ||
| 43 | Aviance Capital Partners, LLC | 15,371 | 243,000 | 0.12% | ||
| 44 | Shaker Financial Services, LLC | 13,000 | 206,000 | 0.10% | ||
| 45 | Vident Investment Advisory, LLC | 3,101,006 | 196,000 | 0.10% | ||
| 46 | INVESTMENT CENTERS OF AMERICA INC | 12,115 | 191,000 | 0.10% | ||
| 47 | Paloma Partners Management Co | 12,000 | 190,000 | 0.09% | ||
| 48 | Bison Wealth, LLC | 11,484 | 180,000 | 0.09% | ||
| 49 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,506 | 87,000 | 0.04% | ||
| 50 | D.A. DAVIDSON & CO. | 4,835 | 76,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
