| 1 |
Saba Capital Management, L.P. |
1,423,156 |
24,863,000 |
12.48% |
|
|
| 2 |
UBS Group AG |
1,409,145 |
24,618,000 |
12.36% |
|
|
| 3 |
MORGAN STANLEY |
1,239,084 |
21,647,000 |
10.87% |
|
|
| 4 |
BANK OF AMERICA CORP /DE/ |
1,198,655 |
20,941,000 |
10.51% |
|
|
| 5 |
DEUTSCHE BANK AG\ |
1,135,007 |
19,827,000 |
9.95% |
|
|
| 6 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,111,884 |
19,425,000 |
9.75% |
|
|
| 7 |
BESSEMER GROUP INC |
848,941 |
14,830,000 |
7.44% |
|
|
| 8 |
WELLS FARGO & COMPANY/MN |
806,861 |
14,095,000 |
7.08% |
|
|
| 9 |
Invesco Ltd. |
424,069 |
7,408,000 |
3.72% |
|
PRN |
| 10 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
302,661 |
5,287,000 |
2.65% |
|
|
| 11 |
BB&T SECURITIES, LLC |
26,212 |
4,579,000 |
2.30% |
|
|
| 12 |
Relative Value Partners, LLC |
237,084 |
4,142,000 |
2.08% |
|
|
| 13 |
EATON VANCE MANAGEMENT |
203,210 |
3,550,000 |
1.78% |
|
|
| 14 |
CITIGROUP INC |
102,628 |
1,792,000 |
0.90% |
|
|
| 15 |
Advisors Asset Management, Inc. |
94,047 |
1,643,000 |
0.82% |
|
|
| 16 |
ROYAL BANK OF CANADA |
67,418 |
1,178,000 |
0.59% |
|
|
| 17 |
LPL Financial LLC |
66,289 |
1,163,000 |
0.58% |
|
|
| 18 |
FIRST TRUST ADVISORS LP |
46,272 |
808,000 |
0.41% |
|
|
| 19 |
Yorktown Management & Research Co Inc |
44,600 |
779,000 |
0.39% |
|
|
| 20 |
Capital Investment Advisors, LLC |
42,802 |
748,000 |
0.38% |
|
|
| 21 |
WOLVERINE ASSET MANAGEMENT LLC |
41,650 |
727,000 |
0.36% |
|
|
| 22 |
Cambridge Investment Research Advisors, Inc. |
35,369 |
618,000 |
0.31% |
|
|
| 23 |
BlueSpruce Investments, LP |
35,180 |
615,000 |
0.31% |
|
|
| 24 |
GUGGENHEIM CAPITAL LLC |
31,920 |
558,000 |
0.28% |
|
|
| 25 |
KEYBANK NATIONAL ASSOCIATION/OH |
27,710 |
484,000 |
0.24% |
|
|
| 26 |
Investors Capital Advisory Services |
27,600 |
482,000 |
0.24% |
|
|
| 27 |
Thomas J. Herzfeld Advisors, Inc. |
27,126 |
474,000 |
0.24% |
|
|
| 28 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
23,436 |
409,000 |
0.21% |
|
|
| 29 |
Private Advisor Group, LLC |
16,249 |
284,000 |
0.14% |
|
|
| 30 |
Cetera Advisor Networks LLC |
16,400 |
284,000 |
0.14% |
|
|
| 31 |
Private Wealth Partners, LLC |
13,000 |
227,000 |
0.11% |
|
|
| 32 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
11,783 |
206,000 |
0.10% |
|
|
| 33 |
OPPENHEIMER & CO INC |
11,400 |
199,000 |
0.10% |
|
|
| 34 |
AMERICAN INTERNATIONAL GROUP, INC. |
5,626 |
98,286 |
0.05% |
|
|
| 35 |
Tower Research Capital LLC (TRC) |
3,520 |
61,000 |
0.03% |
|
|
| 36 |
Genesis Wealth Advisors, LLC |
2,580 |
45,279 |
0.02% |
|
|
| 37 |
PNC FINANCIAL SERVICES GROUP, INC. |
2,000 |
35,000 |
0.02% |
|
|
| 38 |
Financial Architects, Inc |
1,715 |
30,000 |
0.02% |
|
|
| 39 |
NEXT Financial Group, Inc |
1,500 |
26,000 |
0.01% |
|
|
| 40 |
BANK OF MONTREAL /CAN/ |
627 |
11,000 |
0.01% |
|
|
| 41 |
MUFG Americas Holdings Corp |
193 |
3,000 |
0.00% |
|
|
