| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 66,800 | 776,000 | 37.06% | ||
| 2 | Advisors Asset Management, Inc. | 50,005 | 582,000 | 27.79% | ||
| 3 | LPL Financial LLC | 23,250 | 270,000 | 12.89% | ||
| 4 | DOLIVER ADVISORS, LP | 15,517 | 180,000 | 8.60% | ||
| 5 | Tradewinds Capital Management, LLC | 11,500 | 134,000 | 6.40% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 4,900 | 57,000 | 2.72% | ||
| 7 | UBS AG | 3,924 | 45,000 | 2.15% | ||
| 8 | MORGAN STANLEY | 1,737 | 20,000 | 0.96% | ||
| 9 | WELLS FARGO & COMPANY/MN | 1,001 | 12,000 | 0.57% | ||
| 10 | Efficient Market Advisors, LLC | 1,000 | 12,000 | 0.57% | ||
| 11 | CITIGROUP INC | 488 | 6,000 | 0.29% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
