| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 169,820 | 2,204,000 | 73.56% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 26,547 | 343,000 | 11.45% | ||
| 3 | LPL Financial LLC | 24,350 | 315,000 | 10.51% | ||
| 4 | UBS Group AG | 7,100 | 92,000 | 3.07% | ||
| 5 | Efficient Market Advisors, LLC | 1,000 | 13,000 | 0.43% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 1,000 | 13,000 | 0.43% | ||
| 7 | MORGAN STANLEY | 700 | 9,000 | 0.30% | ||
| 8 | CITIGROUP INC | 488 | 6,000 | 0.20% | ||
| 9 | Tower Research Capital LLC (TRC) | 52 | 1,000 | 0.03% | ||
| 10 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
