| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 130,984 | 1,705,000 | 45.96% | ||
| 2 | LPL Financial LLC | 35,498 | 461,000 | 12.43% | ||
| 3 | MORGAN STANLEY | 26,000 | 339,000 | 9.14% | ||
| 4 | DOLIVER ADVISORS, LP | 19,493 | 254,000 | 6.85% | ||
| 5 | UBS Group AG | 18,612 | 242,000 | 6.52% | ||
| 6 | SIT INVESTMENT ASSOCIATES INC | 18,592 | 242,000 | 6.52% | ||
| 7 | Curi Capital, LLC | 12,127 | 158,000 | 4.26% | ||
| 8 | ROYAL BANK OF CANADA | 11,600 | 151,000 | 4.07% | ||
| 9 | WOLVERINE ASSET MANAGEMENT LLC | 6,345 | 82,000 | 2.21% | ||
| 10 | WELLS FARGO & COMPANY/MN | 2,695 | 35,000 | 0.94% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 1,623 | 21,000 | 0.57% | ||
| 12 | WESTPORT RESOURCES MANAGEMENT INC | 930 | 12,000 | 0.32% | ||
| 13 | IFP ADVISORS, INC | 641 | 8,000 | 0.22% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
