| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 192,802 | 2,591,000 | 53.41% | ||
| 2 | LPL Financial LLC | 93,513 | 1,250,000 | 25.77% | ||
| 3 | MORGAN STANLEY | 24,000 | 318,000 | 6.56% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 19,318 | 256,000 | 5.28% | ||
| 5 | UBS Group AG | 18,832 | 250,000 | 5.15% | ||
| 6 | WESTPORT RESOURCES MANAGEMENT INC | 10,486 | 139,000 | 2.87% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 1,000 | 13,000 | 0.27% | ||
| 8 | CITIGROUP INC | 853 | 12,000 | 0.25% | ||
| 9 | WELLS FARGO & COMPANY/MN | 801 | 11,000 | 0.23% | ||
| 10 | IFP ADVISORS, INC | 641 | 8,000 | 0.16% | ||
| 11 | Tower Research Capital LLC (TRC) | 255 | 3,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
