| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 165,346 | 1,976,000 | 65.17% | ||
| 2 | MORGAN STANLEY | 25,400 | 304,000 | 10.03% | ||
| 3 | LPL Financial LLC | 24,350 | 292,000 | 9.63% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 20,318 | 243,000 | 8.01% | ||
| 5 | UBS Group AG | 9,169 | 110,000 | 3.63% | ||
| 6 | WOLVERINE ASSET MANAGEMENT LLC | 6,506 | 77,000 | 2.54% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 1,000 | 12,000 | 0.40% | ||
| 8 | Efficient Market Advisors, LLC | 1,000 | 12,000 | 0.40% | ||
| 9 | CITIGROUP INC | 488 | 6,000 | 0.20% | ||
| 10 | Tower Research Capital LLC (TRC) | 32 | 0 | 0.00% | ||
| 11 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
