| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 137,497 | 1,863,000 | 49.81% | ||
| 2 | LPL Financial LLC | 42,303 | 574,000 | 15.35% | ||
| 3 | MORGAN STANLEY | 24,000 | 325,000 | 8.69% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 19,318 | 262,000 | 7.01% | ||
| 5 | UBS Group AG | 19,105 | 258,000 | 6.90% | ||
| 6 | Curi Capital, LLC | 15,336 | 208,000 | 5.56% | ||
| 7 | WESTPORT RESOURCES MANAGEMENT INC | 10,185 | 138,000 | 3.69% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 6,429 | 87,000 | 2.33% | ||
| 9 | WELLS FARGO & COMPANY/MN | 802 | 11,000 | 0.29% | ||
| 10 | IFP ADVISORS, INC | 641 | 9,000 | 0.24% | ||
| 11 | Tower Research Capital LLC (TRC) | 396 | 5,000 | 0.13% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
