| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 90,829 | 1,115,000 | 45.65% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 66,800 | 820,000 | 33.58% | ||
| 3 | LPL Financial LLC | 23,250 | 286,000 | 11.71% | ||
| 4 | Tradewinds Capital Management, LLC | 11,500 | 141,000 | 5.77% | ||
| 5 | UBS AG | 2,015 | 24,000 | 0.98% | ||
| 6 | MSI Financial Services Inc | 1,700 | 21,000 | 0.86% | ||
| 7 | Efficient Market Advisors, LLC | 1,000 | 12,000 | 0.49% | ||
| 8 | WELLS FARGO & COMPANY/MN | 952 | 12,000 | 0.49% | ||
| 9 | CITIGROUP INC | 488 | 6,000 | 0.25% | ||
| 10 | Ground Swell Capital, LLC | 316 | 4,000 | 0.16% | ||
| 11 | MORGAN STANLEY | 105 | 1,000 | 0.04% | ||
| 12 | Archford Capital Strategies, LLC | 20 | 245 | 0.01% | ||
| 13 | ENVESTNET ASSET MANAGEMENT INC | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
