| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 170,838 | 2,192,000 | 54.26% | ||
| 2 | LPL Financial LLC | 60,417 | 769,000 | 19.03% | ||
| 3 | MORGAN STANLEY | 24,000 | 307,000 | 7.60% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 20,318 | 260,000 | 6.44% | ||
| 5 | Curi Capital, LLC | 19,778 | 253,000 | 6.26% | ||
| 6 | UBS Group AG | 14,248 | 183,000 | 4.53% | ||
| 7 | WELLS FARGO & COMPANY/MN | 2,141 | 27,000 | 0.67% | ||
| 8 | CITIGROUP INC | 1,489 | 19,000 | 0.47% | ||
| 9 | Efficient Market Advisors, LLC | 1,000 | 13,000 | 0.32% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 1,000 | 13,000 | 0.32% | ||
| 11 | Tower Research Capital LLC (TRC) | 322 | 4,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
