| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 718,240 | 10,414,000 | 56.62% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 280,834 | 4,071,000 | 22.13% | ||
| 3 | Invesco Ltd. | 44,907 | 651,000 | 3.54% | ||
| 4 | ROYAL BANK OF CANADA | 40,257 | 584,000 | 3.18% | ||
| 5 | WELLS FARGO & COMPANY/MN | 38,813 | 563,000 | 3.06% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 37,334 | 541,000 | 2.94% | ||
| 7 | MORGAN STANLEY | 34,438 | 499,000 | 2.71% | ||
| 8 | LPL Financial LLC | 19,851 | 288,000 | 1.57% | ||
| 9 | KMS FINANCIAL SERVICES, INC | 17,355 | 252,000 | 1.37% | ||
| 10 | UBS AG | 13,587 | 197,000 | 1.07% | ||
| 11 | NWAM LLC | 10,525 | 153,000 | 0.83% | ||
| 12 | FIRST MANHATTAN CO. LLC. | 5,000 | 72,000 | 0.39% | ||
| 13 | DEUTSCHE BANK AG\ | 1,794 | 26,000 | 0.14% | ||
| 14 | Smith Affiliated Capital Corp. | 1,388 | 20,126 | 0.11% | PRN | |
| 15 | HOWE & RUSLING INC | 1,300 | 19,000 | 0.10% | ||
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,250 | 18,000 | 0.10% | ||
| 17 | 1919 Investment Counsel, LLC | 900 | 14,000 | 0.08% | ||
| 18 | Tower Research Capital LLC (TRC) | 250 | 4,000 | 0.02% | ||
| 19 | PNC FINANCIAL SERVICES GROUP, INC. | 300 | 4,000 | 0.02% | ||
| 20 | QCI ASSET MANAGEMENT INC/NY | 36 | 1,000 | 0.01% | ||
| 21 | PEOPLES FINANCIAL SERVICES CORP. | 100 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
