| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 843,728 | 12,361,000 | 58.59% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 209,009 | 3,060,000 | 14.50% | ||
| 3 | WELLS FARGO & COMPANY/MN | 130,248 | 1,908,000 | 9.04% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 41,428 | 607,000 | 2.88% | ||
| 5 | Invesco Ltd. | 37,530 | 550,000 | 2.61% | ||
| 6 | MORGAN STANLEY | 36,380 | 533,000 | 2.53% | ||
| 7 | LPL Financial LLC | 28,728 | 421,000 | 2.00% | ||
| 8 | SG Americas Securities, LLC | 20,977 | 307,000 | 1.46% | ||
| 9 | Shaker Financial Services, LLC | 17,021 | 249,000 | 1.18% | ||
| 10 | UBS AG | 15,209 | 223,000 | 1.06% | ||
| 11 | NWAM LLC | 14,925 | 219,000 | 1.04% | ||
| 12 | WOLVERINE ASSET MANAGEMENT LLC | 14,171 | 207,000 | 0.98% | ||
| 13 | DOLIVER ADVISORS, LP | 12,738 | 187,000 | 0.89% | ||
| 14 | Smith Affiliated Capital Corp. | 1,600 | 73,456 | 0.35% | PRN | |
| 15 | FIRST MANHATTAN CO. LLC. | 5,000 | 73,000 | 0.35% | ||
| 16 | ROYAL BANK OF CANADA | 2,859 | 42,000 | 0.20% | ||
| 17 | CITIGROUP INC | 2,151 | 32,000 | 0.15% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,250 | 18,000 | 0.09% | ||
| 19 | 1919 Investment Counsel, LLC | 900 | 14,000 | 0.07% | ||
| 20 | DEUTSCHE BANK AG\ | 700 | 10,000 | 0.05% | ||
| 21 | QCI ASSET MANAGEMENT INC/NY | 36 | 1,000 | 0.00% | ||
| 22 | PEOPLES FINANCIAL SERVICES CORP. | 100 | 1,000 | 0.00% | ||
| 23 | MUFG Americas Holdings Corp | 100 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
