| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 1,110,813 | 15,874,000 | 54.20% | ||
| 2 | WELLS FARGO & COMPANY/MN | 227,574 | 3,252,000 | 11.10% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 153,683 | 2,197,000 | 7.50% | ||
| 4 | Karpus Management, Inc. | 116,972 | 1,672,000 | 5.71% | ||
| 5 | 1607 Capital Partners, LLC | 110,776 | 1,583,000 | 5.40% | ||
| 6 | Invesco Ltd. | 59,446 | 849,000 | 2.90% | ||
| 7 | Brick & Kyle, Associates | 39,460 | 564,000 | 1.93% | ||
| 8 | UBS Group AG | 34,152 | 488,000 | 1.67% | ||
| 9 | MORGAN STANLEY | 29,085 | 415,000 | 1.42% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 28,624 | 409,000 | 1.40% | ||
| 11 | Saba Capital Management, L.P. | 25,953 | 371,000 | 1.27% | ||
| 12 | CITIGROUP INC | 23,677 | 338,000 | 1.15% | ||
| 13 | LPL Financial LLC | 22,948 | 328,000 | 1.12% | ||
| 14 | DOLIVER ADVISORS, LP | 18,562 | 265,000 | 0.90% | ||
| 15 | NWAM LLC | 14,925 | 213,000 | 0.73% | ||
| 16 | SG Americas Securities, LLC | 11,889 | 170,000 | 0.58% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 7,035 | 101,000 | 0.34% | ||
| 18 | WOLVERINE ASSET MANAGEMENT LLC | 6,795 | 97,000 | 0.33% | ||
| 19 | FIRST MANHATTAN CO. LLC. | 3,500 | 50,000 | 0.17% | ||
| 20 | Smith Affiliated Capital Corp. | 1,388 | 19,835 | 0.07% | PRN | |
| 21 | ROYAL BANK OF CANADA | 700 | 10,000 | 0.03% | ||
| 22 | DEUTSCHE BANK AG\ | 700 | 10,000 | 0.03% | ||
| 23 | NEXT Financial Group, Inc | 370 | 5,000 | 0.02% | ||
| 24 | PNC FINANCIAL SERVICES GROUP, INC. | 240 | 3,000 | 0.01% | ||
| 25 | ISTHMUS PARTNERS, LLC | 225 | 3,000 | 0.01% | ||
| 26 | QCI ASSET MANAGEMENT INC/NY | 36 | 1,000 | 0.00% | ||
| 27 | PEOPLES FINANCIAL SERVICES CORP. | 100 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
