| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 969,055 | 13,509,000 | 34.01% | ||
| 2 | Karpus Management, Inc. | 693,796 | 9,672,000 | 24.35% | ||
| 3 | WELLS FARGO & COMPANY/MN | 386,831 | 5,392,000 | 13.57% | ||
| 4 | 1607 Capital Partners, LLC | 375,261 | 5,231,000 | 13.17% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 128,741 | 1,793,000 | 4.51% | ||
| 6 | UBS Group AG | 95,670 | 1,334,000 | 3.36% | ||
| 7 | Brick & Kyle, Associates | 39,460 | 550,000 | 1.38% | ||
| 8 | Invesco Ltd. | 37,600 | 524,000 | 1.32% | ||
| 9 | LPL Financial LLC | 35,155 | 487,000 | 1.23% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 27,895 | 389,000 | 0.98% | ||
| 11 | MORGAN STANLEY | 27,242 | 379,000 | 0.95% | ||
| 12 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 12,442 | 173,000 | 0.44% | ||
| 13 | AQR ARBITRAGE LLC | 10,661 | 149,000 | 0.38% | ||
| 14 | FIRST MANHATTAN CO. LLC. | 3,500 | 48,000 | 0.12% | ||
| 15 | NEXT Financial Group, Inc | 2,870 | 40,000 | 0.10% | ||
| 16 | CITIGROUP INC | 1,423 | 20,000 | 0.05% | ||
| 17 | Windsor Capital Management, LLC | 1,200 | 16,000 | 0.04% | ||
| 18 | ROYAL BANK OF CANADA | 700 | 10,000 | 0.03% | ||
| 19 | Aris Wealth Services, Inc. | 300 | 4,000 | 0.01% | ||
| 20 | ISTHMUS PARTNERS, LLC | 225 | 3,000 | 0.01% | ||
| 21 | QCI ASSET MANAGEMENT INC/NY | 36 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
