| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 1,135,907 | 15,255,000 | 35.21% | ||
| 2 | Karpus Management, Inc. | 701,696 | 9,424,000 | 21.75% | ||
| 3 | 1607 Capital Partners, LLC | 440,369 | 5,914,000 | 13.65% | ||
| 4 | WELLS FARGO & COMPANY/MN | 435,872 | 5,854,000 | 13.51% | ||
| 5 | UBS Group AG | 115,706 | 1,554,000 | 3.59% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 115,001 | 1,545,000 | 3.57% | ||
| 7 | LPL Financial LLC | 60,359 | 810,000 | 1.87% | ||
| 8 | Brick & Kyle, Associates | 39,460 | 530,000 | 1.22% | ||
| 9 | Invesco Ltd. | 35,796 | 481,000 | 1.11% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 28,494 | 383,000 | 0.88% | ||
| 11 | MORGAN STANLEY | 28,106 | 377,000 | 0.87% | ||
| 12 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 23,490 | 315,000 | 0.73% | ||
| 13 | SG Americas Securities, LLC | 16,331 | 219,000 | 0.51% | ||
| 14 | NWAM LLC | 14,925 | 200,000 | 0.46% | ||
| 15 | Curi Capital, LLC | 14,745 | 198,000 | 0.46% | ||
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 12,442 | 168,000 | 0.39% | ||
| 17 | AUSDAL FINANCIAL PARTNERS, INC. | 4,580 | 62,000 | 0.14% | ||
| 18 | IFP ADVISORS, INC | 1,625 | 22,000 | 0.05% | ||
| 19 | ROYAL BANK OF CANADA | 700 | 9,000 | 0.02% | ||
| 20 | ASSETMARK, INC | 300 | 4,000 | 0.01% | ||
| 21 | ISTHMUS PARTNERS, LLC | 225 | 3,000 | 0.01% | ||
| 22 | CITIGROUP INC | 181 | 2,000 | 0.00% | ||
| 23 | QCI ASSET MANAGEMENT INC/NY | 36 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
