| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 1,237,439 | 17,208,000 | 37.50% | ||
| 2 | Karpus Management, Inc. | 693,206 | 9,640,000 | 21.01% | ||
| 3 | 1607 Capital Partners, LLC | 465,513 | 6,473,000 | 14.11% | ||
| 4 | WELLS FARGO & COMPANY/MN | 444,615 | 6,183,000 | 13.48% | ||
| 5 | UBS Group AG | 108,089 | 1,503,000 | 3.28% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 95,870 | 1,333,000 | 2.91% | ||
| 7 | LPL Financial LLC | 62,382 | 875,000 | 1.91% | ||
| 8 | Brick & Kyle, Associates | 39,060 | 543,000 | 1.18% | ||
| 9 | Invesco Ltd. | 31,957 | 444,000 | 0.97% | ||
| 10 | Raymond James Financial Services Advisors, Inc. | 31,778 | 442,000 | 0.96% | ||
| 11 | MORGAN STANLEY | 30,176 | 419,000 | 0.91% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 28,366 | 394,000 | 0.86% | ||
| 13 | NWAM LLC | 14,925 | 208,000 | 0.45% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 12,442 | 173,000 | 0.38% | ||
| 15 | IFP ADVISORS, INC | 1,300 | 18,000 | 0.04% | ||
| 16 | ROYAL BANK OF CANADA | 700 | 10,000 | 0.02% | ||
| 17 | US BANCORP \DE\ | 450 | 6,000 | 0.01% | ||
| 18 | PNC FINANCIAL SERVICES GROUP, INC. | 330 | 4,000 | 0.01% | ||
| 19 | ASSETMARK, INC | 300 | 4,000 | 0.01% | ||
| 20 | ISTHMUS PARTNERS, LLC | 225 | 3,000 | 0.01% | ||
| 21 | QCI ASSET MANAGEMENT INC/NY | 36 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
