| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 1,400,816 | 20,298,000 | 42.44% | ||
| 2 | Karpus Management, Inc. | 617,884 | 8,953,000 | 18.72% | ||
| 3 | 1607 Capital Partners, LLC | 454,313 | 6,583,000 | 13.76% | ||
| 4 | WELLS FARGO & COMPANY/MN | 363,499 | 5,267,000 | 11.01% | ||
| 5 | UBS Group AG | 155,720 | 2,256,000 | 4.72% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 84,914 | 1,230,000 | 2.57% | ||
| 7 | Brick & Kyle, Associates | 39,060 | 566,000 | 1.18% | ||
| 8 | MORGAN STANLEY | 36,668 | 531,000 | 1.11% | ||
| 9 | Invesco Ltd. | 30,549 | 443,000 | 0.93% | ||
| 10 | LPL Financial LLC | 29,788 | 434,000 | 0.91% | ||
| 11 | Curi Capital, LLC | 28,782 | 417,000 | 0.87% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 27,195 | 394,000 | 0.82% | ||
| 13 | NWAM LLC | 14,925 | 216,000 | 0.45% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 12,406 | 180,000 | 0.38% | ||
| 15 | ROYAL BANK OF CANADA | 1,795 | 26,000 | 0.05% | ||
| 16 | IFP ADVISORS, INC | 1,300 | 19,000 | 0.04% | ||
| 17 | ASSETMARK, INC | 300 | 4,000 | 0.01% | ||
| 18 | Tower Research Capital LLC (TRC) | 300 | 4,000 | 0.01% | ||
| 19 | ISTHMUS PARTNERS, LLC | 225 | 3,000 | 0.01% | ||
| 20 | QCI ASSET MANAGEMENT INC/NY | 36 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
