| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 1,181,079 | 16,429,000 | 43.75% | ||
| 2 | 1607 Capital Partners, LLC | 363,861 | 5,061,000 | 13.48% | ||
| 3 | Karpus Management, Inc. | 360,154 | 5,010,000 | 13.34% | ||
| 4 | WELLS FARGO & COMPANY/MN | 313,692 | 4,363,000 | 11.62% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 137,742 | 1,915,000 | 5.10% | ||
| 6 | UBS Group AG | 109,010 | 1,516,000 | 4.04% | ||
| 7 | Invesco Ltd. | 44,481 | 619,000 | 1.65% | ||
| 8 | Brick & Kyle, Associates | 39,460 | 549,000 | 1.46% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 29,568 | 411,000 | 1.09% | ||
| 10 | MORGAN STANLEY | 28,893 | 402,000 | 1.07% | ||
| 11 | LPL Financial LLC | 27,333 | 380,000 | 1.01% | ||
| 12 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 17,757 | 247,000 | 0.66% | ||
| 13 | NWAM LLC | 15,000 | 208,000 | 0.55% | ||
| 14 | AQR ARBITRAGE LLC | 14,248 | 198,000 | 0.53% | ||
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 12,442 | 172,000 | 0.46% | ||
| 16 | FIRST MANHATTAN CO. LLC. | 3,500 | 48,000 | 0.13% | ||
| 17 | ROYAL BANK OF CANADA | 700 | 10,000 | 0.03% | ||
| 18 | NEXT Financial Group, Inc | 370 | 5,000 | 0.01% | ||
| 19 | Aris Wealth Services, Inc. | 300 | 4,000 | 0.01% | ||
| 20 | ISTHMUS PARTNERS, LLC | 225 | 3,000 | 0.01% | ||
| 21 | QCI ASSET MANAGEMENT INC/NY | 36 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
