| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | QCI ASSET MANAGEMENT INC/NY | 36 | 1,000 | 0.00% | ||
| 2 | ISTHMUS PARTNERS, LLC | 225 | 3,000 | 0.01% | ||
| 3 | Aris Wealth Services, Inc. | 300 | 4,000 | 0.01% | ||
| 4 | NEXT Financial Group, Inc | 370 | 5,000 | 0.02% | ||
| 5 | PNC FINANCIAL SERVICES GROUP, INC. | 480 | 6,000 | 0.02% | ||
| 6 | TAYLOR WEALTH MANAGEMENT PARTNERS | 612 | 9,000 | 0.03% | ||
| 7 | ROYAL BANK OF CANADA | 1,036 | 15,000 | 0.05% | ||
| 8 | FIRST MANHATTAN CO. LLC. | 3,500 | 50,000 | 0.15% | ||
| 9 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 10,425 | 149,000 | 0.45% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 12,442 | 178,000 | 0.54% | ||
| 11 | AQR ARBITRAGE LLC | 12,421 | 178,000 | 0.54% | ||
| 12 | DOLIVER ADVISORS, LP | 13,693 | 196,000 | 0.60% | ||
| 13 | NWAM LLC | 14,925 | 214,000 | 0.65% | ||
| 14 | Saba Capital Management, L.P. | 15,184 | 217,000 | 0.66% | ||
| 15 | CITIGROUP INC | 22,796 | 326,000 | 0.99% | ||
| 16 | LPL Financial LLC | 26,306 | 380,000 | 1.16% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 28,618 | 410,000 | 1.25% | ||
| 18 | MORGAN STANLEY | 31,404 | 450,000 | 1.37% | ||
| 19 | Brick & Kyle, Associates | 39,460 | 565,000 | 1.72% | ||
| 20 | Invesco Ltd. | 55,575 | 795,000 | 2.42% | ||
| 21 | UBS Group AG | 69,101 | 989,000 | 3.02% | ||
| 22 | GUGGENHEIM CAPITAL LLC | 151,274 | 2,164,000 | 6.60% | ||
| 23 | 1607 Capital Partners, LLC | 186,119 | 2,663,000 | 8.12% | ||
| 24 | Karpus Management, Inc. | 186,626 | 2,671,000 | 8.14% | ||
| 25 | WELLS FARGO & COMPANY/MN | 256,792 | 3,674,000 | 11.20% | ||
| 26 | SIT INVESTMENT ASSOCIATES INC | 1,151,777 | 16,482,000 | 50.26% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
