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CAROLINA BK HLDGS INC GREENS
CAROLINA BK HLDGS INC GREENS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 17 Institutional holders with a total value of $6,990,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 246,724 2,529,000 36.18%
2 AMERICAN NATIONAL BANK & TRUST CO /VA/ 165,470 1,696,000 24.26%
3 VANGUARD GROUP INC 102,107 1,045,000 14.95%
4 BRIDGEWAY CAPITAL MANAGEMENT, LLC 50,000 513,000 7.34%
5 BlackRock Institutional Trust Company, N.A. 35,155 360,000 5.15%
6 Parkside Financial Bank & Trust 23,765 244,000 3.49%
7 BANC FUNDS CO LLC 22,500 231,000 3.30%
8 DIMENSIONAL FUND ADVISORS LP 16,006 164,000 2.35%
9 BlackRock Fund Advisors 6,760 69,000 0.99%
10 WELLS FARGO & COMPANY/MN 5,363 55,000 0.79%
11 MORGAN STANLEY 2,206 23,000 0.33%
12 ALLIANCEBERNSTEIN L.P. 2,294 23,000 0.33%
13 JAMES INVESTMENT RESEARCH, INC. 1,585 16,000 0.23%
14 EARNEST PARTNERS LLC 1,500 15,000 0.21%
15 UBS AG 443 5,000 0.07%
16 Tower Research Capital LLC (TRC) 222 2,000 0.03%
17 ROYAL BANK OF CANADA 6 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.