Dark
Light
System
Security
CAROLINA BK HLDGS INC GREENS
CAROLINA BK HLDGS INC GREENS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 31 Institutional holders with a total value of $47,578,650.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CHICAGO CAPITAL MANAGEMENT, LLC 396,326 7,732,000 16.25%
2 CONTEXT BH CAPITAL MANAGEMENT, LP 379,779 7,409,000 15.57%
3 ENDICOTT MANAGEMENT CO 256,915 5,012,000 10.53%
4 WELLINGTON MANAGEMENT GROUP LLP 244,200 4,764,000 10.01%
5 JCSD Capital, LLC 236,005 4,604,000 9.68%
6 VANGUARD GROUP INC 229,834 4,484,000 9.42%
7 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 147,291 2,874,000 6.04%
8 Smith Salley Wealth Management 136,724 2,666,000 5.60%
9 BANC FUNDS CO LLC 110,400 2,154,000 4.53%
10 ALLIANCEBERNSTEIN L.P. 66,261 1,293,000 2.72%
11 Huber Capital Management LLC 47,119 919,000 1.93%
12 TUDOR INVESTMENT CORP ET AL 38,958 760,000 1.60%
13 BRIDGEWAY CAPITAL MANAGEMENT, LLC 27,500 537,000 1.13%
14 RENAISSANCE TECHNOLOGIES LLC 21,633 422,000 0.89%
15 DIMENSIONAL FUND ADVISORS LP 17,718 346,000 0.73%
16 Raymond James Financial Services Advisors, Inc. 17,021 332,000 0.70%
17 DAVENPORT & Co LLC 15,000 292,650 0.62%
18 DEUTSCHE BANK AG\ 13,577 264,000 0.55%
19 BlackRock Institutional Trust Company, N.A. 12,479 243,000 0.51%
20 PRELUDE CAPITAL MANAGEMENT, LLC 7,320 143,000 0.30%
21 MORGAN STANLEY 5,500 107,000 0.22%
22 IFP ADVISORS, INC 2,279 44,000 0.09%
23 WELLS FARGO & COMPANY/MN 1,800 35,000 0.07%
24 JAMES INVESTMENT RESEARCH, INC. 1,710 33,000 0.07%
25 EARNEST PARTNERS LLC 1,500 29,000 0.06%
26 UBS Group AG 1,261 25,000 0.05%
27 BlackRock Fund Advisors 1,038 20,000 0.04%
28 BlackRock Investment Management, LLC 795 16,000 0.03%
29 Tower Research Capital LLC (TRC) 737 15,000 0.03%
30 BANK OF AMERICA CORP /DE/ 134 3,000 0.01%
31 MANUFACTURERS LIFE INSURANCE COMPANY, THE 63 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.