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CAROLINA BK HLDGS INC GREENS
CAROLINA BK HLDGS INC GREENS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 24 Institutional holders with a total value of $28,922,850.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 423,527 5,502,000 19.02%
2 ENDICOTT MANAGEMENT CO 256,915 3,337,000 11.54%
3 WELLINGTON MANAGEMENT GROUP LLP 244,200 3,172,000 10.97%
4 FJ Capital Management LLC 208,000 2,660,000 9.20%
5 JCSD Capital, LLC 181,000 2,351,000 8.13%
6 Smith Salley Wealth Management 135,470 1,760,000 6.09%
7 AMERICAN NATIONAL BANK & TRUST CO /VA/ 135,470 1,760,000 6.09%
8 BANC FUNDS CO LLC 135,400 1,759,000 6.08%
9 EJF Capital LP 128,300 1,667,000 5.76%
10 VANGUARD GROUP INC 120,507 1,565,000 5.41%
11 ALLIANCEBERNSTEIN L.P. 115,870 1,505,000 5.20%
12 BlackRock Institutional Trust Company, N.A. 35,419 460,000 1.59%
13 BRIDGEWAY CAPITAL MANAGEMENT, LLC 27,500 357,000 1.23%
14 Elizabeth Park Capital Advisors, Ltd. 23,065 342,000 1.18%
15 DIMENSIONAL FUND ADVISORS LP 17,718 230,000 0.80%
16 DAVENPORT & Co LLC 15,000 194,850 0.67%
17 GOLDMAN SACHS GROUP INC 11,754 153,000 0.53%
18 MORGAN STANLEY 3,500 45,000 0.16%
19 WELLS FARGO & COMPANY/MN 1,800 23,000 0.08%
20 JAMES INVESTMENT RESEARCH, INC. 1,585 21,000 0.07%
21 CITIGROUP INC 1,525 20,000 0.07%
22 EARNEST PARTNERS LLC 1,500 19,000 0.07%
23 BALENTINE LLC 1,000 13,000 0.04%
24 Tower Research Capital LLC (TRC) 534 7,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.