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CAROLINA BK HLDGS INC GREENS
CAROLINA BK HLDGS INC GREENS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 34 Institutional holders with a total value of $68,063,422.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CONTEXT BH CAPITAL MANAGEMENT, LP 503,073 12,994,000 19.09%
2 CHICAGO CAPITAL MANAGEMENT, LLC 426,598 11,019,000 16.19%
3 ENDICOTT MANAGEMENT CO 256,915 6,636,000 9.75%
4 WELLINGTON MANAGEMENT GROUP LLP 244,200 6,308,000 9.27%
5 JCSD Capital, LLC 236,005 6,096,000 8.96%
6 VANGUARD GROUP INC 230,780 5,961,000 8.76%
7 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 147,291 3,805,000 5.59%
8 Smith Salley Wealth Management 136,149 3,515,000 5.16%
9 BANC FUNDS CO LLC 110,400 2,852,000 4.19%
10 Huber Capital Management LLC 61,959 1,600,000 2.35%
11 TUDOR INVESTMENT CORP ET AL 49,958 1,290,000 1.90%
12 CSS LLC/IL 44,170 1,141,000 1.68%
13 BRIDGEWAY CAPITAL MANAGEMENT, LLC 27,500 710,000 1.04%
14 RENAISSANCE TECHNOLOGIES LLC 18,700 483,000 0.71%
15 ALLIANCEBERNSTEIN L.P. 18,058 466,000 0.68%
16 INDEPENDENT ADVISOR ALLIANCE 17,338 460,422 0.68%
17 DIMENSIONAL FUND ADVISORS LP 17,718 458,000 0.67%
18 Raymond James Financial Services Advisors, Inc. 17,021 440,000 0.65%
19 DAVENPORT & Co LLC 15,000 387,000 0.57%
20 ARXIS SECURITIES LLC 12,906 333,000 0.49%
21 DLD ASSET MANAGEMENT, LP 10,572 273,000 0.40%
22 PRELUDE CAPITAL MANAGEMENT, LLC 9,673 250,000 0.37%
23 DEUTSCHE BANK AG\ 5,474 141,000 0.21%
24 MORGAN STANLEY 5,000 129,000 0.19%
25 IFP ADVISORS, INC 2,279 59,000 0.09%
26 ACROSPIRE INVESTMENT MANAGEMENT LLC 2,165 56,000 0.08%
27 WELLS FARGO & COMPANY/MN 2,076 54,000 0.08%
28 JAMES INVESTMENT RESEARCH, INC. 1,710 44,000 0.06%
29 BlackRock Fund Advisors 1,578 41,000 0.06%
30 EARNEST PARTNERS LLC 1,500 39,000 0.06%
31 BlackRock Investment Management, LLC 761 20,000 0.03%
32 Tower Research Capital LLC (TRC) 78 2,000 0.00%
33 UBS Group AG 29 1,000 0.00%
34 Ancora Advisors LLC 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.