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CAROLINA BK HLDGS INC GREENS
CAROLINA BK HLDGS INC GREENS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 28 Institutional holders with a total value of $38,139,400.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 419,146 7,042,000 18.46%
2 ENDICOTT MANAGEMENT CO 256,915 4,316,000 11.32%
3 WELLINGTON MANAGEMENT GROUP LLP 244,200 3,968,000 10.40%
4 Elizabeth Park Capital Advisors, Ltd. 215,004 3,612,000 9.47%
5 FJ Capital Management LLC 206,000 3,464,000 9.08%
6 JCSD Capital, LLC 181,460 3,049,000 7.99%
7 BANC FUNDS CO LLC 135,400 2,275,000 5.96%
8 Smith Salley Wealth Management 135,470 2,275,000 5.96%
9 EJF Capital LP 128,300 2,155,000 5.65%
10 VANGUARD GROUP INC 131,618 2,139,000 5.61%
11 ALLIANCEBERNSTEIN L.P. 75,207 1,263,000 3.31%
12 BlackRock Institutional Trust Company, N.A. 34,228 575,000 1.51%
13 BRIDGEWAY CAPITAL MANAGEMENT, LLC 27,500 447,000 1.17%
14 Raymond James Financial Services Advisors, Inc. 19,944 335,000 0.88%
15 DIMENSIONAL FUND ADVISORS LP 17,718 288,000 0.76%
16 DAVENPORT & Co LLC 15,500 260,400 0.68%
17 BANK OF AMERICA CORP /DE/ 12,000 202,000 0.53%
18 STIFEL FINANCIAL CORP 10,145 170,000 0.45%
19 AMERICAN INTERNATIONAL GROUP, INC. 4,871 82,000 0.22%
20 MORGAN STANLEY 3,507 59,000 0.15%
21 WELLS FARGO & COMPANY/MN 1,800 30,000 0.08%
22 JAMES INVESTMENT RESEARCH, INC. 1,585 27,000 0.07%
23 IFP ADVISORS, INC 1,539 26,000 0.07%
24 EARNEST PARTNERS LLC 1,500 25,000 0.07%
25 BALENTINE LLC 1,000 17,000 0.04%
26 BlackRock Fund Advisors 830 14,000 0.04%
27 ACADIAN ASSET MANAGEMENT LLC 805 14,000 0.04%
28 Tower Research Capital LLC (TRC) 604 10,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.