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CAROLINA BK HLDGS INC GREENS
CAROLINA BK HLDGS INC GREENS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 23 Institutional holders with a total value of $24,710,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 290,354 3,518,000 14.24%
2 ENDICOTT MANAGEMENT CO 256,915 3,113,000 12.60%
3 WELLINGTON MANAGEMENT GROUP LLP 244,200 2,958,000 11.97%
4 JCSD Capital, LLC 179,500 2,176,000 8.81%
5 FJ Capital Management LLC 175,000 2,120,000 8.58%
6 AMERICAN NATIONAL BANK & TRUST CO /VA/ 135,470 1,641,000 6.64%
7 Smith Salley Wealth Management 135,470 1,641,000 6.64%
8 BANC FUNDS CO LLC 135,400 1,640,000 6.64%
9 EJF Capital LP 128,300 1,554,000 6.29%
10 ALLIANCEBERNSTEIN L.P. 120,476 1,460,000 5.91%
11 VANGUARD GROUP INC 102,607 1,243,000 5.03%
12 BRIDGEWAY CAPITAL MANAGEMENT, LLC 50,000 606,000 2.45%
13 BlackRock Institutional Trust Company, N.A. 35,419 429,000 1.74%
14 Parkside Financial Bank & Trust 21,765 264,000 1.07%
15 DIMENSIONAL FUND ADVISORS LP 17,718 215,000 0.87%
16 MORGAN STANLEY 3,815 46,000 0.19%
17 WELLS FARGO & COMPANY/MN 1,800 22,000 0.09%
18 JAMES INVESTMENT RESEARCH, INC. 1,585 19,000 0.08%
19 EARNEST PARTNERS LLC 1,500 18,000 0.07%
20 BALENTINE LLC 1,000 12,000 0.05%
21 UBS Group AG 947 11,000 0.04%
22 Tower Research Capital LLC (TRC) 332 4,000 0.02%
23 CITIGROUP INC 4 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.