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CAROLINA BK HLDGS INC GREENS
CAROLINA BK HLDGS INC GREENS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 20 Institutional holders with a total value of $8,951,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 264,228 2,582,000 28.85%
2 Smith Salley Wealth Management 165,470 1,617,000 18.07%
3 AMERICAN NATIONAL BANK & TRUST CO /VA/ 165,470 1,617,000 18.07%
4 VANGUARD GROUP INC 102,307 1,007,000 11.25%
5 BRIDGEWAY CAPITAL MANAGEMENT, LLC 50,000 492,000 5.50%
6 ALLIANCEBERNSTEIN L.P. 46,148 451,000 5.04%
7 BlackRock Institutional Trust Company, N.A. 38,224 373,000 4.17%
8 Parkside Financial Bank & Trust 23,765 232,000 2.59%
9 BANC FUNDS CO LLC 22,500 220,000 2.46%
10 DIMENSIONAL FUND ADVISORS LP 16,006 157,000 1.75%
11 BlackRock Fund Advisors 6,960 68,000 0.76%
12 WELLS FARGO & COMPANY/MN 5,139 50,000 0.56%
13 UBS AG 2,451 24,000 0.27%
14 MORGAN STANLEY 2,350 22,000 0.25%
15 EARNEST PARTNERS LLC 1,500 15,000 0.17%
16 JAMES INVESTMENT RESEARCH, INC. 1,585 15,000 0.17%
17 BlackRock Investment Management, LLC 470 5,000 0.06%
18 Ground Swell Capital, LLC 334 3,000 0.03%
19 DEUTSCHE BANK AG\ 141 1,000 0.01%
20 ROYAL BANK OF CANADA 6 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.