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CAROLINA BK HLDGS INC GREENS
CAROLINA BK HLDGS INC GREENS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 21 Institutional holders with a total value of $9,695,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 272,514 2,698,000 27.83%
2 Smith Salley Wealth Management 165,470 1,638,000 16.90%
3 AMERICAN NATIONAL BANK & TRUST CO /VA/ 165,470 1,638,000 16.90%
4 VANGUARD GROUP INC 102,307 1,026,000 10.58%
5 ALLIANCEBERNSTEIN L.P. 99,930 1,009,000 10.41%
6 BRIDGEWAY CAPITAL MANAGEMENT, LLC 50,000 505,000 5.21%
7 BlackRock Institutional Trust Company, N.A. 38,224 378,000 3.90%
8 Parkside Financial Bank & Trust 23,765 235,000 2.42%
9 BANC FUNDS CO LLC 22,500 223,000 2.30%
10 DIMENSIONAL FUND ADVISORS LP 16,006 162,000 1.67%
11 BlackRock Fund Advisors 6,484 64,000 0.66%
12 WELLS FARGO & COMPANY/MN 4,339 43,000 0.44%
13 UBS AG 2,764 27,000 0.28%
14 JAMES INVESTMENT RESEARCH, INC. 1,585 16,000 0.17%
15 EARNEST PARTNERS LLC 1,500 15,000 0.15%
16 Ground Swell Capital, LLC 575 6,000 0.06%
17 BlackRock Investment Management, LLC 470 5,000 0.05%
18 Tower Research Capital LLC (TRC) 500 5,000 0.05%
19 MANUFACTURERS LIFE INSURANCE COMPANY, THE 154 2,000 0.02%
20 MORGAN STANLEY 6 0 0.00%
21 ROYAL BANK OF CANADA 6 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.