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CAROLINA BK HLDGS INC GREENS
CAROLINA BK HLDGS INC GREENS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 33 Institutional holders with a total value of $39,750,940.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ENDICOTT MANAGEMENT CO 256,915 4,491,000 11.30%
2 WELLINGTON MANAGEMENT GROUP LLP 244,200 4,269,000 10.74%
3 JCSD Capital, LLC 230,000 4,020,000 10.11%
4 VANGUARD GROUP INC 224,164 3,918,000 9.86%
5 FJ Capital Management LLC 223,000 3,899,000 9.81%
6 CHICAGO CAPITAL MANAGEMENT, LLC 220,088 3,847,000 9.68%
7 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 147,291 2,575,000 6.48%
8 Smith Salley Wealth Management 135,470 2,367,000 5.95%
9 CONTEXT BH CAPITAL MANAGEMENT, LP 117,542 2,055,000 5.17%
10 BANC FUNDS CO LLC 110,400 1,930,000 4.86%
11 Elizabeth Park Capital Advisors, Ltd. 105,867 1,851,000 4.66%
12 ALLIANCEBERNSTEIN L.P. 67,701 1,183,000 2.98%
13 BlackRock Institutional Trust Company, N.A. 31,303 547,000 1.38%
14 STIFEL FINANCIAL CORP 29,347 513,000 1.29%
15 BRIDGEWAY CAPITAL MANAGEMENT, LLC 27,500 481,000 1.21%
16 Huber Capital Management LLC 23,100 404,000 1.02%
17 DIMENSIONAL FUND ADVISORS LP 17,718 310,000 0.78%
18 Raymond James Financial Services Advisors, Inc. 16,771 293,000 0.74%
19 DAVENPORT & Co LLC 15,500 270,940 0.68%
20 Polar Asset Management Partners Inc. 11,535 202,000 0.51%
21 PRELUDE CAPITAL MANAGEMENT, LLC 3,660 64,000 0.16%
22 MORGAN STANLEY 3,500 61,000 0.15%
23 IFP ADVISORS, INC 2,390 42,000 0.11%
24 WELLS FARGO & COMPANY/MN 1,800 31,000 0.08%
25 JAMES INVESTMENT RESEARCH, INC. 1,710 30,000 0.08%
26 EARNEST PARTNERS LLC 1,500 26,000 0.07%
27 Tower Research Capital LLC (TRC) 1,043 19,000 0.05%
28 BlackRock Fund Advisors 894 16,000 0.04%
29 ACADIAN ASSET MANAGEMENT LLC 805 14,000 0.04%
30 BlackRock Investment Management, LLC 697 12,000 0.03%
31 UBS Group AG 520 9,000 0.02%
32 MANUFACTURERS LIFE INSURANCE COMPANY, THE 63 1,000 0.00%
33 BANK OF AMERICA CORP /DE/ 4 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.