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CAROLINA BK HLDGS INC GREENS
CAROLINA BK HLDGS INC GREENS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 26 Institutional holders with a total value of $42,196,820.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 424,873 7,835,000 18.57%
2 ENDICOTT MANAGEMENT CO 256,915 4,738,000 11.23%
3 WELLINGTON MANAGEMENT GROUP LLP 244,200 4,503,000 10.67%
4 FJ Capital Management LLC 235,000 4,290,000 10.17%
5 JCSD Capital, LLC 181,000 3,338,000 7.91%
6 AMERICAN NATIONAL BANK & TRUST CO /VA/ 135,470 2,497,000 5.92%
7 BANC FUNDS CO LLC 135,400 2,497,000 5.92%
8 Smith Salley Wealth Management 135,470 2,497,000 5.92%
9 VANGUARD GROUP INC 129,653 2,391,000 5.67%
10 EJF Capital LP 128,300 2,366,000 5.61%
11 Elizabeth Park Capital Advisors, Ltd. 115,714 2,134,000 5.06%
12 ALLIANCEBERNSTEIN L.P. 80,942 1,051,000 2.49%
13 BlackRock Institutional Trust Company, N.A. 35,139 648,000 1.54%
14 BRIDGEWAY CAPITAL MANAGEMENT, LLC 27,500 507,000 1.20%
15 DIMENSIONAL FUND ADVISORS LP 17,718 327,000 0.77%
16 DAVENPORT & Co LLC 15,500 285,820 0.68%
17 MORGAN STANLEY 3,509 65,000 0.15%
18 IFP ADVISORS, INC 1,839 34,000 0.08%
19 WELLS FARGO & COMPANY/MN 1,800 33,000 0.08%
20 UBS Group AG 1,710 32,000 0.08%
21 JAMES INVESTMENT RESEARCH, INC. 1,585 29,000 0.07%
22 JPMORGAN CHASE & CO 1,500 28,000 0.07%
23 EARNEST PARTNERS LLC 1,500 28,000 0.07%
24 BALENTINE LLC 1,000 18,000 0.04%
25 ACADIAN ASSET MANAGEMENT LLC 698 13,000 0.03%
26 BlackRock Fund Advisors 676 12,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.