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CAROLINA BK HLDGS INC GREENS
CAROLINA BK HLDGS INC GREENS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 19 Institutional holders with a total value of $9,606,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 272,514 2,631,000 27.39%
2 AMERICAN NATIONAL BANK & TRUST CO /VA/ 165,470 1,597,000 16.63%
3 Smith Salley Wealth Management 165,470 1,597,000 16.63%
4 ALLIANCEBERNSTEIN L.P. 120,114 1,176,000 12.24%
5 VANGUARD GROUP INC 102,307 977,000 10.17%
6 BRIDGEWAY CAPITAL MANAGEMENT, LLC 50,000 490,000 5.10%
7 BlackRock Institutional Trust Company, N.A. 35,419 342,000 3.56%
8 Parkside Financial Bank & Trust 23,765 229,000 2.38%
9 BANC FUNDS CO LLC 22,500 217,000 2.26%
10 DIMENSIONAL FUND ADVISORS LP 17,024 167,000 1.74%
11 BlackRock Fund Advisors 6,988 67,000 0.70%
12 WELLS FARGO & COMPANY/MN 4,339 42,000 0.44%
13 MORGAN STANLEY 3,506 34,000 0.35%
14 JAMES INVESTMENT RESEARCH, INC. 1,585 15,000 0.16%
15 EARNEST PARTNERS LLC 1,500 14,000 0.15%
16 BlackRock Investment Management, LLC 470 5,000 0.05%
17 UBS Group AG 563 5,000 0.05%
18 Tower Research Capital LLC (TRC) 143 1,000 0.01%
19 ROYAL BANK OF CANADA 6 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.