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CAROLINA BK HLDGS INC GREENS
CAROLINA BK HLDGS INC GREENS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 34 Institutional holders with a total value of $68,063,422.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Ancora Advisors LLC 1 0 0.00%
2 UBS Group AG 29 1,000 0.00%
3 Tower Research Capital LLC (TRC) 78 2,000 0.00%
4 BlackRock Investment Management, LLC 761 20,000 0.03%
5 EARNEST PARTNERS LLC 1,500 39,000 0.06%
6 BlackRock Fund Advisors 1,578 41,000 0.06%
7 JAMES INVESTMENT RESEARCH, INC. 1,710 44,000 0.06%
8 WELLS FARGO & COMPANY/MN 2,076 54,000 0.08%
9 ACROSPIRE INVESTMENT MANAGEMENT LLC 2,165 56,000 0.08%
10 IFP ADVISORS, INC 2,279 59,000 0.09%
11 MORGAN STANLEY 5,000 129,000 0.19%
12 DEUTSCHE BANK AG\ 5,474 141,000 0.21%
13 PRELUDE CAPITAL MANAGEMENT, LLC 9,673 250,000 0.37%
14 DLD ASSET MANAGEMENT, LP 10,572 273,000 0.40%
15 ARXIS SECURITIES LLC 12,906 333,000 0.49%
16 DAVENPORT & Co LLC 15,000 387,000 0.57%
17 Raymond James Financial Services Advisors, Inc. 17,021 440,000 0.65%
18 DIMENSIONAL FUND ADVISORS LP 17,718 458,000 0.67%
19 INDEPENDENT ADVISOR ALLIANCE 17,338 460,422 0.68%
20 ALLIANCEBERNSTEIN L.P. 18,058 466,000 0.68%
21 RENAISSANCE TECHNOLOGIES LLC 18,700 483,000 0.71%
22 BRIDGEWAY CAPITAL MANAGEMENT, LLC 27,500 710,000 1.04%
23 CSS LLC/IL 44,170 1,141,000 1.68%
24 TUDOR INVESTMENT CORP ET AL 49,958 1,290,000 1.90%
25 Huber Capital Management LLC 61,959 1,600,000 2.35%
26 BANC FUNDS CO LLC 110,400 2,852,000 4.19%
27 Smith Salley Wealth Management 136,149 3,515,000 5.16%
28 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 147,291 3,805,000 5.59%
29 VANGUARD GROUP INC 230,780 5,961,000 8.76%
30 JCSD Capital, LLC 236,005 6,096,000 8.96%
31 WELLINGTON MANAGEMENT GROUP LLP 244,200 6,308,000 9.27%
32 ENDICOTT MANAGEMENT CO 256,915 6,636,000 9.75%
33 CHICAGO CAPITAL MANAGEMENT, LLC 426,598 11,019,000 16.19%
34 CONTEXT BH CAPITAL MANAGEMENT, LP 503,073 12,994,000 19.09%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.