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THL CREDIT
THL CREDIT. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 20 Institutional holders with a total value of $31,271,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Barnett & Company, Inc. 2,000 32,000 0.10%
2 ENVESTNET ASSET MANAGEMENT INC 3,251 52,000 0.17%
3 Highlander Capital Management, LLC 4,500 71,000 0.23%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,216 82,000 0.26%
5 IFP ADVISORS, INC 5,482 87,000 0.28%
6 Fiduciary Trust Co International of Pennsylvania 10,000 159,000 0.51%
7 MORGAN STANLEY 10,314 164,000 0.52%
8 AQR ARBITRAGE LLC 11,186 179,000 0.57%
9 D.A. DAVIDSON & CO. 11,496 182,000 0.58%
10 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 18,969 302,000 0.97%
11 GUGGENHEIM CAPITAL LLC 20,924 335,000 1.07%
12 OPPENHEIMER & CO INC 23,500 373,000 1.19%
13 LPL Financial LLC 32,532 503,000 1.61%
14 ROYAL BANK OF CANADA 44,904 713,000 2.28%
15 Shaker Financial Services, LLC 89,119 1,414,000 4.52%
16 MARINER INVESTMENT GROUP LLC 97,712 1,551,000 4.96%
17 RAYMOND JAMES & ASSOCIATES 148,531 2,357,000 7.54%
18 Invesco Ltd. 163,027 2,587,000 8.27%
19 Raymond James Financial Services Advisors, Inc. 281,751 4,471,000 14.30%
20 Advisors Asset Management, Inc. 980,360 15,657,000 50.07%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.