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THL CR SR LN FD
THL CR SR LN FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 15 Institutional holders with a total value of $31,802,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 1,051,604 18,929,000 59.52%
2 Invesco Ltd. 295,504 5,319,000 16.73%
3 RAYMOND JAMES & ASSOCIATES 102,907 1,852,000 5.82%
4 COMERICA SECURITIES INC 97,499 1,755,000 5.52%
5 Raymond James Financial Services Advisors, Inc. 43,964 791,000 2.49%
6 MORGAN STANLEY 41,071 739,000 2.32%
7 ROYAL BANK OF CANADA 36,616 659,000 2.07%
8 Shaker Financial Services, LLC 23,338 420,000 1.32%
9 OPPENHEIMER & CO INC 22,500 405,000 1.27%
10 LPL Financial LLC 19,167 343,000 1.08%
11 D.A. DAVIDSON & CO. 13,145 236,000 0.74%
12 Fiduciary Trust Co International of Pennsylvania 10,000 180,000 0.57%
13 Highlander Capital Management, LLC 4,500 81,000 0.25%
14 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 4,000 72,000 0.23%
15 PNC FINANCIAL SERVICES GROUP, INC. 1,180 21,000 0.07%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.