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Institutional Investment Manager
STIFEL FINANCIAL CORP
STIFEL FINANCIAL CORP (CIK: 0000720672) incorporated in Delaware, registered under Security Brokers, Dealers & Flotation Companies, located at Attn: James G. Laschober, St. Louis, MO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 2,462 holdings with a total value of $23,553,569,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 PIMCO STRATEGIC INCOME FD 17,371 153,000 0.00%
152 BLACKROCK MUNIENHANCED FD IN 13,781 154,000 0.00%
153 TURKCELL ILETISIM HIZMETLERI 21,912 155,000 0.00%
154 CENOVUS ENERGY INC 10,604 156,000 0.00%
155 DEUTSCHE HIGH INCOME OPPORT FD 10,819 157,000 0.00%
156 VTV THERAPEUTICS INC 32,700 157,000 0.00%
157 TCW STRATEGIC INCOME FD INC 29,805 159,000 0.00%
158 NUVECTRA CORP COM 32,226 162,000 0.00%
159 MANITEX INTL INC COM 23,645 163,000 0.00%
160 ABERDEEN JAPAN EQUITY FD INC 22,104 163,000 0.00%
161 CHINA FD INC 10,825 163,000 0.00%
162 EMERGE ENERGY SVCS LP 13,251 163,000 0.00%
163 FIRST TR EXCHANGE TRADED FD 14,099 165,000 0.00%
164 FIRST MAJESTIC SILVER CORP 22,190 166,000 0.00%
165 FNB CORP PA 10,407 167,000 0.00%
166 FORTRESS INVESTMENT GROUP LL 34,683 169,000 0.00%
167 ARRAY BIOPHARMA INC 19,145 169,000 0.00%
168 ROYCE MICRO CAP TR INC 20,882 170,000 0.00%
169 VANECK VECTORS ETF TR 14,035 171,000 0.00%
170 CHEROKEE INC DEL NEW 16,371 172,000 0.00%
171 IMMUNOGEN INC 90,908 174,000 0.00%
172 DIVIDEND & INCOME FUND 14,744 174,000 0.00%
173 CASTLIGHT HEALTH INC COM CL B 35,000 174,000 0.00%
174 FRANKLIN LTD DURATION INCOME 14,455 174,000 0.00%
175 BANK NOVA 170,000 175,000 0.00%
176 INVIVO THERAPEUTICS HLDGS CORPORATION COM NEW 41,713 176,000 0.00%
177 AQUA METALS INC COM 13,500 177,000 0.00%
178 SOLAREDGE TECHNOLOGIES INC 14,339 178,000 0.00%
179 KERYX BIOPHARMACEUTICALS INCORPORATED 30,258 178,000 0.00%
180 NUVEEN DIVERSIFIED DIVID I 15,896 179,000 0.00%
181 Prospect Capital Corp 181,206 180,000 0.00% PRN
182 KOPIN CORP 64,000 182,000 0.00%
183 PENNYMAC CORP 182,520 182,000 0.00% PRN
184 WESTERN ASSET PREMIER BD FD SHS BEN INT 14,507 185,000 0.00%
185 GRIFOLS S A SP ADR REP B 11,154 186,000 0.00%
186 CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 20,801 186,000 0.00%
187 POWERSHARES DB MULTI-SECTOR COMMODITY TR BASE METALS 12,577 186,000 0.00%
188 BOINGO WIRELESS INC COM 15,219 186,000 0.00%
189 CATCHMARK TIMBER TR INC 16,481 187,000 0.00%
190 NUVEEN MUN HIGH INCOME OPPOR 14,700 187,000 0.00%
191 AMERICA FIRST MULTIFAMILY IN 34,820 188,000 0.00%
192 NUVEEN GLOBAL HIGH INCOME FD 11,819 188,000 0.00%
193 FIRST TR MLP & ENERGY INCOME F COM 11,464 188,000 0.00%
194 CASCADE BANCORP 23,287 189,000 0.00%
195 INSIGHT SELECT INCOME FD 10,025 190,000 0.00%
196 MTGE INVT CORP COM 11,984 191,000 0.00%
197 NAVIOS MARITIME PARTNERS L P 135,312 191,000 0.00%
198 MADISON COVERED CALL EQUIT 24,821 192,000 0.00%
199 BLACKROCK LIMITED DURATION INCORPORATED TR COM SHS 12,624 195,000 0.00%
200 APOLLO TACTICAL INCOME FD INCORPORATED 12,808 197,000 0.00%
Page 4 of 50

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000720672-17-000035, filed 2017.02.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.