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NUVEEN MUN HIGH INCOME OPP FD COM
NUVEEN MUN HIGH INCOME OPP FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 56 Institutional holders with a total value of $46,932,724.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 653,089 8,366,000 17.83%
2 UBS Group AG 497,077 6,368,000 13.57%
3 Laurion Capital Management LP 398,190 5,101,000 10.87%
4 MORGAN STANLEY 287,338 3,681,000 7.84%
5 BANK OF AMERICA CORP /DE/ 213,319 2,732,000 5.82%
6 RIVERNORTH CAPITAL MANAGEMENT, LLC 139,506 1,787,000 3.81%
7 WELLS FARGO & COMPANY/MN 117,343 1,503,000 3.20%
8 Commonwealth Equity Services, Inc 103,704 1,328,000 2.83%
9 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 95,206 1,220,000 2.60%
10 LPL Financial LLC 82,373 1,059,000 2.26%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 80,028 1,025,000 2.18%
12 VAN ECK ASSOCIATES CORP 79,516 1,019,000 2.17%
13 Cambridge Investment Research Advisors, Inc. 77,697 995,000 2.12%
14 Traynor Capital Management, Inc. 69,605 906,000 1.93%
15 IFP ADVISORS, INC 68,750 881,000 1.88%
16 INFRASTRUCTURE CAPITAL ADVISORS, LLC 57,413 735,000 1.57%
17 Private Advisor Group, LLC 55,936 727,000 1.55%
18 Clark Capital Management Group, Inc. 54,818 702,000 1.50%
19 RAYMOND JAMES & ASSOCIATES 49,711 637,000 1.36%
20 Stratos Wealth Partners, LTD. 42,228 541,000 1.15%
21 Virtu KCG Holdings LLC 40,524 519,000 1.11%
22 Squarepoint Ops LLC 36,700 470,000 1.00%
23 MARINER INDEPENDENT ADVISOR NETWORK, LLC 35,750 458,000 0.98%
24 DOLIVER ADVISORS, LP 28,920 371,000 0.79%
25 Homrich & Berg 23,731 304,000 0.65%
26 NATIONAL PLANNING CORP 23,308 304,000 0.65%
27 HOLLENCREST CAPITAL MANAGEMENT 23,140 296,000 0.63%
28 Creative Planning 18,920 242,000 0.52%
29 NewEdge Advisors, LLC 16,530 214,000 0.46%
30 IFC Holdings Incorporated/FL 16,156 208,000 0.44%
31 Steinberg Global Asset Management 15,449 198,000 0.42%
32 INVESTMENT CENTERS OF AMERICA INC 14,740 189,000 0.40%
33 STIFEL FINANCIAL CORP 14,700 187,000 0.40%
34 First Allied Advisory Services, Inc. 13,920 178,000 0.38%
35 B. Riley Wealth Advisors, Inc. 13,673 176,000 0.38%
36 VICUS CAPITAL 13,414 172,000 0.37%
37 Horizon Kinetics LLC 11,372 146,000 0.31%
38 ADVISOR GROUP, INC. 10,500 134,000 0.29%
39 US BANCORP \DE\ 10,050 129,000 0.27%
40 BENJAMIN F. EDWARDS & COMPANY, INC. 9,672 124,000 0.26%
41 ROYAL BANK OF CANADA 7,334 94,000 0.20%
42 Riggs Asset Managment Co. Inc. 7,067 91,000 0.19%
43 TCI Wealth Advisors, Inc. 6,502 83,000 0.18%
44 CITIGROUP INC 4,867 62,000 0.13%
45 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 4,000 51,000 0.11%
46 MSI Financial Services Inc 4,005 51,000 0.11%
47 PNC FINANCIAL SERVICES GROUP, INC. 3,750 48,000 0.10%
48 Winslow, Evans & Crocker, Inc. 3,038 38,914 0.08%
49 FineMark National Bank & Trust 1,668 21,000 0.04%
50 WEBSTER BANK, N. A. 1,500 19,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.