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Institutional Investment Manager
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
CHARLES SCHWAB INVESTMENT MANAGEMENT INC (CIK: 0000884546) incorporated in Delaware, located at 9800 Schwab Way, Lone Tree, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 3,035 holdings with a total value of $85,064,564,000.
#
Name
Shares
Value ($)
%
Options
Notes
2951 NATURAL GROCERS VITAMIN CTGE 14,988 168,000 0.00%
2952 IMPAC MTG HLDGS INC COM NEW 12,642 167,000 0.00%
2953 LIFETIME BRANDS INC COM 12,400 167,000 0.00%
2954 NUMEREX CORP PA 21,400 167,000 0.00%
2955 Park City Group Inc 14,000 166,000 0.00%
2956 ANTHERA PHARMACEUTICALS I 51,939 164,000 0.00%
2957 NAVIOS MARITIME ACQUIS CORP SHS 120,600 163,000 0.00%
2958 TROVAGENE INC 35,347 159,000 0.00%
2959 MANNING & NAPIER INC CL A 22,200 158,000 0.00%
2960 SALEM MEDIA GROUP INC CL A 26,700 157,000 0.00%
2961 T2 BIOSYSTEMS INCORPORATED 21,600 157,000 0.00%
2962 PACIFIC MERCANTILE BANCORP 21,300 157,000 0.00%
2963 PROTEOSTASIS THERAPEUTICS IN COM 10,000 156,000 0.00%
2964 SEASPINE HLDGS CORP COM 15,267 155,000 0.00%
2965 AQUA METALS INC COM 17,400 155,000 0.00%
2966 Syndax Pharmaceuticals Inc 10,100 154,000 0.00%
2967 SECOND SIGHT MED PRODS INC 43,577 154,000 0.00%
2968 VALHI INC NEW COM 65,472 151,000 0.00%
2969 LIBERTY TAX INC 11,700 150,000 0.00%
2970 PENDRELL CORP 216,654 149,000 0.00%
2971 LUBYS INC COM 34,600 149,000 0.00%
2972 ZAFGEN INC COM 44,572 148,000 0.00%
2973 WESTFIELD FINANCIAL INC NEW 19,100 147,000 0.00%
2974 SEARS HOMETOWN & OUTLET STOR 29,670 147,000 0.00%
2975 FIRST FINANCIAL NORTHWEST IN COM 10,300 146,000 0.00%
2976 MOBILEIRON INC COM NEW 52,736 146,000 0.00%
2977 USA TRUCK INC COM 14,200 146,000 0.00%
2978 GAIA INCORPORATED NEW CLASS A 19,900 144,000 0.00%
2979 PATRIOT NATL INC 15,800 143,000 0.00%
2980 NEOS THERAPEUTICS INC COM 21,500 142,000 0.00%
2981 GLYCOMIMETICS INC 19,600 141,000 0.00%
2982 AXSOME THERAPEUTICS INC COM 17,700 140,000 0.00%
2983 GENCOR INDS INC 11,550 139,000 0.00%
2984 QUINSTREET INC COM USD0.001 44,900 136,000 0.00%
2985 AMERICAN SUPERCONDUCTOR CORP 19,200 135,000 0.00%
2986 CHROMADEX CORP 44,800 134,000 0.00%
2987 ALJ REGIONAL HOLDINGS INC 28,500 134,000 0.00%
2988 WORKHORSE GROUP INC 18,500 134,000 0.00%
2989 Marchex Inc 48,200 134,000 0.00%
2990 WILLBROS GROUP INC DEL COM 69,500 131,000 0.00%
2991 OCULAR THERAPEUTIX INC 18,570 128,000 0.00%
2992 RADIO ONE INC CL D NON VTG 41,200 125,000 0.00%
2993 UNIQUE FABRICATING INC 10,200 125,000 0.00%
2994 IMMUNE DESIGN CORP 16,243 124,000 0.00%
2995 FLY LEASING LIMITED SPONSORED ADR 10,538 123,000 0.00%
2996 COGINT INC 24,100 123,000 0.00%
2997 MEDLEY MGMT INC 14,400 122,000 0.00%
2998 GLOBAL WTR RES INC 15,000 121,000 0.00%
2999 MIRATI THERAPEUTICS INC COM 18,048 120,000 0.00%
3000 VIVINT SOLAR INC 37,377 119,000 0.00%
Page 60 of 61

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004851, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.