Dark
Light
System
Institutional Investment Manager
Yorktown Management & Research Co Inc
Yorktown Management & Research Co Inc (CIK: 0001313559), located at 106 Annjo Court Suite A, Forest, VA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Original 13F HR (0000950123-15-010802) filed in 2015.11.05
#
Name
Shares
Value ($)
%
Options
Notes
151 MANAGED HIGH YIELD PLUS FUND INC 860,000 1,376 0.23%
152 VALIDUS HOLDINGS LTD 30,000 1,352 0.22%
153 INVESCO HIGH INCOME TR II 105,000 1,351 0.22%
154 CIGNA CORPORATION 10,000 1,350 0.22%
155 ADVISORSHARES TRUST NEWFLT MULSINC ETF 27,000 1,322 0.22%
156 NUVEEN PFD INCOME TERM FD 60,000 1,315 0.22%
157 HSBC HLDGS PLC 33,300 1,261 0.21%
158 OLD REP INTL CORP 80,000 1,251 0.21%
159 LMP CORPORATE LN FD INC 115,000 1,182 0.20%
160 METLIFE INC 25,000 1,179 0.20%
161 INTERSIL CORP 100,000 1,170 0.19%
162 MONROE CAP CORP 83,000 1,154 0.19%
163 SPDR SER TR 42,000 1,131 0.19%
164 WESTERN ASSET GLB PTNRS INCO 140,000 1,117 0.18%
165 KKR INCOME OPPORTUNITIES FD 75,000 1,092 0.18%
166 FIRST TR HIGH INCOME L/S FD 74,900 1,055 0.17%
167 JOHNSON & JOHNSON 11,000 1,027 0.17%
168 STARWOOD PPTY TR INC 50,000 1,026 0.17%
169 CM FIN INC 100,000 1,024 0.17%
170 WESTERN ASSET GLOBAL HIGH IN 110,000 987 0.16%
171 TRI CONTL CORP 50,239 980 0.16%
172 EATON VANCE FLTG RATE INCOM 66,500 977 0.16%
173 Apollo Residentail Mtg Inc 77,000 975 0.16%
174 WELLS FARGO MULTI SECTOR INC 83,000 942 0.16%
175 NEW SR INVEST GRP INC COM 90,000 942 0.16%
176 ONE LIBERTY PPTYS INC COM 43,517 928 0.15%
177 SOLAR SR CAP LTD 65,000 924 0.15%
178 AEGON N V 160,426 922 0.15%
179 DEUTSCHE STRATEGIC INCOME TR SHS 20,000 866 0.14%
180 SCHLUMBERGER LTD 11,700 807 0.13%
181 DEUTSCHE STRATEGIC INCOME TR SHS 77,513 797 0.13%
182 FLAHERTY CRUMRINE TOTAL RE 41,000 763 0.13%
183 WESTERN ASSET WORLDWIDE INCO 64,000 629 0.10%
184 NUVEEN FLEXIBLE INVT INCOME FD 41,800 621 0.10%
185 WYNN RESORTS LTD 10,600 563 0.09%
186 BLACKROCK TAX MUNICPAL BD TR SHS 25,000 505 0.08%
187 NUVEEN FLOATING RATE INCOME 50,000 503 0.08%
188 EATON VANCE SR FLTNG RTE TR 38,000 502 0.08%
189 AIRCASTLE LTD 23,500 487 0.08%
190 TEMPLETON EMERGING COM 50,000 485 0.08%
191 FIRST TR ABERDEEN GLBL OPP F 46,000 445 0.07%
192 WESTERN ASSET MTG DEFINED OP 16,900 421 0.07%
193 NIKE INC 3,300 406 0.07%
194 THORATEC LABS CORP 6,300 399 0.07%
195 PRUDENTIAL SHT DURATION HG YLD 27,000 396 0.07%
196 O REILLY AUTOMOTIVE INC NEW 1,500 375 0.06%
197 LKQ CORP 13,100 372 0.06%
198 ICON PLC 5,200 369 0.06%
199 STARBUCKS CORP 6,400 364 0.06%
200 J2 GLOBAL INC 5,100 361 0.06%
Page 4 of 10