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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Original 13F HR (0001333978-15-000009) filed in 2015.10.27
#
Name
Shares
Value ($)
%
Options
Notes
201 PIER 1 IMPORTS INC 18,648 129 0.00%
202 PHOTRONICS INC 14,333 130 0.00%
203 GLOBAL X FDS 18,754 130 0.00%
204 ORGANOVO HLDGS INC 48,621 130 0.00%
205 LRR ENERGY LP 32,700 132 0.00%
206 ARCH COAL INC 40,047 132 0.00%
207 BLACKROCK INCOME TR INC 20,891 132 0.00%
208 THOMPSON CREEK METALS CO COM 301,875 132 0.00%
209 Nexpoint Cr Strategies 23,311 133 0.00%
210 NORTHEAST BANCORP 12,650 133 0.00%
211 NEUBERGER BERMAN MLP INCOME FD 11,119 133 0.00%
212 PIONEER MUN HIGH INCOME ADVA 10,448 134 0.00%
213 VALE S A 31,839 134 0.00%
214 RESOURCE CAPITAL CORP N/C 5/29/18 30068N105 12,117 135 0.00%
215 TCP CAP CORP 10,063 136 0.00%
216 WESTERN ASSET CLAYMORE INF 13,063 136 0.00%
217 ARRAY BIOPHARMA INC 29,980 137 0.00%
218 ENCANA CORP 21,309 137 0.00%
219 Nuveen Municipal Advanta 10,427 139 0.00%
220 ISHARES TRUST GL CLEAN ENE ETF 15,309 139 0.00%
221 OLYMPIC STEEL INC 14,063 140 0.00%
222 WESTERN ASSET MUN HI INCM FD 19,391 140 0.00%
223 PIONEER FLOATING RATE TR 12,441 141 0.00%
224 NUVEEN PENNSYLVANIA QLT MUN 10,826 142 0.00%
225 WESTERN ASSET HIGH INCM FD I 22,173 143 0.00%
226 ASTRONOVA INC 10,310 143 0.00%
227 BLACKROCK MUNIYIELD PA QLTY 10,600 144 0.00%
228 NUVEEN ALL CAP ENE MLP OPPO 14,560 144 0.00%
229 CYS INVTS INC COM 20,148 146 0.00%
230 BLACKROCK MUNIHLDS INVSTM QL 10,312 146 0.00%
231 GOLAR LNG PARTNERS LP 10,100 148 0.00%
232 BIODELIVERY SCIENCES INTL IN 26,700 148 0.00%
233 BLACKROCK MUNIENHANCED FD IN 13,162 149 0.00%
234 DREYFUS HIGH YIELD STRATEGIE 48,599 149 0.00%
235 BLACKROCK MUNIYIELD FD INC 10,554 150 0.00%
236 BLACKROCK MUNI INCOME TR II 10,401 151 0.00%
237 DEUTSCHE HIGH INCOME OPPORT FD 11,454 151 0.00%
238 EARTHLINK HOLDINGS ORD 19,585 152 0.00%
239 ENVIRI CORP COM 16,804 152 0.00%
240 NUVEEN VIRGINIA QLTY MUNCPL 11,275 152 0.00%
241 FIRST HORIZON CORPORATION COM 10,795 153 0.00%
242 ADVAXIS INC COM NEW 14,988 153 0.00%
243 ISHARES MSCI TAIWAN ETF 11,655 153 0.00%
244 MITSUBISHI UFJ FINL GROUP INCORPORATED SPONSORED ADR 25,283 154 0.00%
245 HANCOCK JOHN INV TRUST TAX ADV GLB SH 16,570 154 0.00%
246 ALLIANZGI CONV INCOME FD I 29,204 154 0.00%
247 WESTERN ASSET HGH YLD DFNDFD 11,077 155 0.00%
248 NUVEEN S P 500 DYNAMIC OVERW 12,341 156 0.00%
249 MFS CALIF MUN FD 14,157 156 0.00%
250 CENOVUS ENERGY INC 10,333 157 0.00%
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