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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
201 Magnum Hunter Resources Corp 36,009 185 0.00%
202 NEUBERGER BERMAN INTER MUNI 12,471 186 0.00%
203 WESTPORT FUEL SYSTEMS INC 23,507 186 0.00%
204 CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 15,719 187 0.00%
205 VIRNETX HLDG CORP 33,942 190 0.00%
206 MORGAN STANLEY TRUSTS 10,776 191 0.00%
207 WELLS FARGO UTILITIES AND HI 14,961 192 0.00%
208 CLEAN ENERGY FUELS CORPORATION COM 25,817 192 0.00%
209 LMP CAP & INCOME FD INC 11,532 192 0.00%
210 SUPERIOR INDS INTL INC COM 11,277 193 0.00%
211 MVC CAPITAL INC 18,157 194 0.00%
212 Intl Game Technology 11,603 195 0.00%
213 LOUISIANA PAC CORP 14,593 195 0.00%
214 BLACKROCK MUNIHLDGS NY QLTY 14,565 196 0.00%
215 BLACKROCK NJ MUNICIPAL BOND 13,052 196 0.00%
216 WESTERN ASSET MGD HI INCM FD 35,970 197 0.00%
217 WHITESTONE REIT 14,161 197 0.00%
218 DANA INCORPORATED 10,235 197 0.00%
219 FRANKS INTL N V 10,666 199 0.00%
220 NVIDIA CORPORATION 10,886 199 0.00%
221 GOLDMAN SACHS MLP ENERGY RENAI 10,000 200 0.00%
222 BLACKROCK MUNIYIELD INVST FD 13,553 200 0.00%
223 EXELIS INC 12,196 200 0.00%
224 CHEMTURA CORP 8,681 200 0.00%
225 ESSEX PPTY TR INC 1,116 200 0.00%
226 VISHAY INTERTECHNOLOGY INC 14,291 201 0.00%
227 HUBBELL INC CLASS B 1,669 201 0.00%
228 SIRONA DENTAL SYS INC 2,593 201 0.00%
229 Ishares Tr Jpx-nikkei 400 Etf 4,029 201 0.00%
230 National Bank of Greece - ADR 69,142 202 0.00%
231 RACKSPACE HOSTING INC 6,031 202 0.00%
232 ISHARES TR 3,433 202 0.00%
233 CROSSTEX ENERGY INC 4,954 202 0.00%
234 WISDOMTREE TRUST MANAGED FUTURES STRATEGY 4,631 202 0.00%
235 SAREPTA THERAPEUTICS INC 9,288 203 0.00%
236 COLUMBIA ETF TR 4,577 203 0.00%
237 COLUMBIA SELIGM PREM TECH GRW 11,705 203 0.00%
238 CURTISS WRIGHT CORP 3,151 203 0.00%
239 Ryanair Hldgs Plc Adr 3,700 203 0.00%
240 QUESTAR CORP COM 9,190 203 0.00%
241 GDL FUND 19,421 203 0.00%
242 GUGGENHEIM TAXABLE MUN MNGD 9,372 203 0.00%
243 POWERSHARES ETF TR II 4,816 203 0.00%
244 HARMONIC INC 32,734 203 0.00%
245 NEWCASTLE INVESTMENT CORP 16,231 203 0.00%
246 MAXWELL TECHNOLOGIES INC 24,840 203 0.00%
247 ENDOLOGIX INC 19,096 204 0.00%
248 LINDSAY CORP 2,747 204 0.00%
249 BARCLAYS BANK PLC 7,843 204 0.00%
250 HOWARD HUGHES CORP 1,410 204 0.00%
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