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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
2551 Van Eck 418,790 12,844 0.08%
2552 Van Eck 299,939 7,049 0.04%
2553 Van Eck 380,153 8,626 0.05%
2554 VanEck Vectors Indonesia ETF 12,513 309 0.00%
2555 VanEck Vectors Vietnam ETF 22,426 494 0.00%
2556 Vaneck Vectors Em MKTS HTGH Yi Eld Bond ETF 948,870 24,092 0.14%
2557 Vaneck Vectors Gold 599,920 12,838 0.08%
2558 Vanguard S&P Mid-Cap 400 Value Index ETF 2,273 206 0.00%
2559 Veolia Environnement 26,159 459 0.00%
2560 Virtus Insight Tr Emrg Mkt Opps Cl I 14,273 146 0.00%
2561 W P CAREY INC 71,425 4,577 0.03%
2562 WABASH NATL CORP 18,109 239 0.00%
2563 WABASH NATL CORP SR NT CV3.375 18 22,000 29 0.00%
2564 WABCO HLDGS INC 3,982 358 0.00%
2565 WABTEC CORP 18,257 1,430 0.01%
2566 WAL-MART STORES INC 146,951 11,186 0.07%
2567 WALTER ENERGY INC COM 12,456 26 0.00%
2568 WASHINGTON FED INC 53,998 1,072 0.01%
2569 WASTE CONNECTIONS INC COM 6,843 326 0.00%
2570 WASTE MGMT INC DEL 226,459 10,678 0.06%
2571 WEATHERFORD INTL PLC 116,829 2,330 0.01%
2572 WEBSTER FINL CORP CONN 7,920 228 0.00%
2573 WEC ENERGY CORP. 44,449 1,920 0.01%
2574 WEINGARTEN RLTY INVS 8,711 277 0.00%
2575 WELLS FARGO & CO NEW 607,732 31,154 0.19%
2576 WELLS FARGO & CO NEW 983 1,180 0.01%
2577 WELLS FARGO GLOBAL DIVID OPP 100,503 802 0.00%
2578 WELLS FARGO INCOME OPPORTUNI 380,647 3,449 0.02%
2579 WELLS FARGO MULTI SECTOR INC 47,171 660 0.00%
2580 WELLS FARGO UTILITIES AND HI 14,961 192 0.00%
2581 WENDYS CO 44,906 364 0.00%
2582 WESCO INTL INC 3,120 241 0.00%
2583 WESTAMERICA BANCORPORATION COM 10,033 462 0.00%
2584 WESTAR ENERGY 29,592 1,008 0.01%
2585 WESTERN ALLIANCE BANCORP 8,784 205 0.00%
2586 WESTERN ASSET CLAYMORE INF 79,609 930 0.01%
2587 WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT 13,875 161 0.00%
2588 WESTERN ASSET EMERGING MKTS 92,147 1,582 0.01%
2589 WESTERN ASSET GLB PTNRS INCO 48,587 505 0.00%
2590 WESTERN ASSET GLOBAL CP DEFINE 52,482 946 0.01%
2591 WESTERN ASSET GLOBAL HIGH IN 101,633 1,242 0.01%
2592 WESTERN ASSET HIGH INCM FD I 723,802 6,464 0.04%
2593 WESTERN ASSET HIGH INCOME OP 355,882 2,068 0.01%
2594 WESTERN ASSET INCOME FD 32,002 429 0.00%
2595 WESTERN ASSET INTER MUNI FD 15,241 147 0.00%
2596 WESTERN ASSET MANAGED MUNS F 68,640 898 0.01%
2597 WESTERN ASSET MGD HI INCM FD 35,970 197 0.00%
2598 WESTERN ASSET MUN HI INCM FD 82,411 600 0.00%
2599 WESTERN ASSET PREMIER BD FD SHS BEN INT 22,781 325 0.00%
2600 WESTERN ASSET WORLDWIDE INCO 12,611 154 0.00%
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