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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
301 BLACKROCK REAL ASSET EQUITY 117,920 991 0.01%
302 BLACKROCK RES COMMODITIES 34,225 381 0.00%
303 BLACKROCK STRATEGIC MUN TR COM 38,254 511 0.00%
304 BLACKROCK TAX MUNICPAL BD TR SHS 261,014 5,539 0.03%
305 BLACKROCK UTILITIES INFRSTRC 51,100 1,025 0.01%
306 BLACKSTONE GROUP L P 384,964 11,807 0.07%
307 BLACKSTONE GSO FLTING RTE FUND COM 14,997 258 0.00%
308 BLACKSTONE GSO LNG SHRT CR I 29,305 489 0.00%
309 BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN 26,041 438 0.00%
310 BLDRS INDEX FDS TR 27,733 1,060 0.01%
311 BLOCK H & R INC 17,241 526 0.00%
312 BLOOMIN BRANDS INC 14,600 265 0.00%
313 BLRK MUYLD MI INSD FD II 23,793 299 0.00%
314 BLUCORA INC 11,755 178 0.00%
315 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 42,263 766 0.00%
316 BOEING CO 302,545 37,718 0.22%
317 BOFI HLDG INCORPORATED 4,090 298 0.00%
318 BORGWARNER INC 53,397 2,848 0.02%
319 BOSTON BEER INC 1,109 238 0.00%
320 BOSTON PROPERTIES INC 5,870 681 0.00%
321 BOSTON SCIENTIFIC CORP 94,783 1,118 0.01%
322 BOULDER GROWTH & INCOME (BIF) 17,843 466 0.00%
323 BOULDER GROWTH & INCOME FUND COM 13,229 115 0.00%
324 BP PLC 328,190 14,335 0.09%
325 BP PRUDHOE BAY RTY TR 21,217 1,991 0.01%
326 BRANDYWINE RLTY TR 15,509 219 0.00%
327 BRASKEM S A SP ADR PFD A 27,888 370 0.00%
328 BREITBURN ENERGY PARTNERS LP COM 110,702 2,238 0.01%
329 BRISTOL MYERS SQUIBB CO 359,957 18,190 0.11%
330 BRISTOL MYERS SQUIBB CO DBCV 9/1 12,000 12 0.00%
331 BRITISH AMERN TOB PLC 12,352 1,394 0.01%
332 BROADCOM CORP CL A 13,619 536 0.00%
333 BROCADE COMMUNICATIONS SYS I 13,369 145 0.00%
334 BROOKDALE SR LIVING INC 12,533 396 0.00%
335 BROOKFIELD ASSET MGMT INC 6,405 287 0.00%
336 BROOKFIELD GLOBL LISTED INFR 11,706 274 0.00%
337 BROOKFIELD HIGH INCOME FD IN 111,035 1,040 0.01%
338 BROOKFIELD INFRAST PARTNERS 19,310 732 0.00%
339 BROOKFIELD TOTAL RETURN FD I 17,195 428 0.00%
340 BROWN & BROWN INC 17,910 573 0.00%
341 BROWN FORMAN CORP 4,582 406 0.00%
342 BRUNSWICK CORP 8,306 341 0.00%
343 BT GROUP PLC 4,553 279 0.00%
344 BUCKEYE PARTNERS L P 57,957 4,534 0.03%
345 BUFFALO WILD WINGS INC 3,825 505 0.00%
346 BUILDERS FIRSTSOURCE 40,500 217 0.00%
347 BUNGE LIMITED 2,491 206 0.00%
348 Barings Global Short Duration 19,842 448 0.00%
349 Blackrock Multi-Sector Income Trust 144,315 2,551 0.02%
350 C H ROBINSON WORLDWIDE INC 15,918 1,038 0.01%
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