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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001403438-15-000003) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
151 Inventure Foods Inc 11,635 148 0.00%
152 CAPSTEAD MTG CORP COM NO PAR 12,124 149 0.00%
153 DEUTSCHE HIGH INCOME OPPORT FD 10,601 149 0.00%
154 EATON VANCE NJ MUNI INE T 12,102 149 0.00%
155 EGSHARES INDIA INFRA ETF 11,825 150 0.00%
156 Central Valley Community Banco 13,577 150 0.00%
157 PETMED EXPRESS INC 10,495 151 0.00%
158 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 35,784 152 0.00%
159 WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT 13,097 152 0.00%
160 FEDERATED HERMES PREM MUNI I 10,476 152 0.00%
161 MORGAN STANLEY 11,340 154 0.00%
162 ABERDEEN CHILE FD INC 20,701 154 0.00%
163 BLACKROCK MUNI INCOME INV QL 10,741 154 0.00%
164 Arrowhead Pharma Inc 21,182 156 0.00%
165 ATLAS RESOURCES PARTNERS LP 14,616 156 0.00%
166 Virtus Insight Tr Emrg Mkt Opps Cl I 15,829 157 0.00%
167 CAPITOL FED FINL INC 12,284 157 0.00%
168 Nuveen Sel Inc Port 3 11,082 158 0.00%
169 BARINGS PARTN INVS TRUST 12,111 160 0.00%
170 NEUBERGER BERMAN INTER MUNI 10,264 160 0.00%
171 BROCADE COMMUNICATIONS SYS I 13,724 162 0.00%
172 WESTERN ASSET HGH YLD DFNDFD 10,255 162 0.00%
173 MIMEDX GROUP INC COM 14,274 165 0.00%
174 BANCO SANTANDER BRASIL S A 32,879 165 0.00%
175 ARMOUR RESIDENTIAL REIT 45,006 166 0.00%
176 AVENUE INCOME 10,969 166 0.00%
177 CVB FINL CORP COM 10,403 167 0.00%
178 BOULDER GROWTH & INCOME FUND COM 18,588 168 0.00%
179 FULL CIRCLE CAP CORP 37,394 169 0.00%
180 DRIEHAUS SELECT CREDIT FUND 18,521 169 0.00%
181 INTEGRATED SILICON SOLUTION 10,172 169 0.00%
182 BREITBURN ENERGY PARTNERS LP COM 24,391 171 0.00%
183 SWEDISH EXPT CR CORP 23,257 171 0.00%
184 NUVEEN GLOBAL EQUITY INCOME 13,255 172 0.00%
185 MFS HIGH YIELD MUN TR 39,127 172 0.00%
186 VOYA EMERGING MKTS HIGH DIVI 16,761 174 0.00%
187 ABERDEEN ISRAEL FUND INC COM 10,470 174 0.00%
188 CLOUGH GLOBAL DIVND AND INCORPORATED FD 11,882 175 0.00%
189 THL CR INC 14,999 176 0.00%
190 BARCLAYS BANK 14,188 178 0.00%
191 KELLY SVCS INC CL A 10,596 180 0.00%
192 SANOFI SPOND FUNSPONSORED ADR 15,944 180 0.00%
193 Wright Medical Group Inc 37,769 181 0.00%
194 PARSLEY ENERGY CLA A 11,345 181 0.00%
195 ALPHA NAT RES INC NOTE 4.875%12/1 DELETED 510,000 183 0.00%
196 NEUBERGER BERMAN CA INT 11,456 183 0.00%
197 OFFICE DEPOT INC 21,591 185 0.00%
198 HECLA MNG CO 66,506 186 0.00%
199 MARVELL TECHNOLOGY GROUP LTD 12,852 186 0.00%
200 LMP CAP & INCOME FD INC 11,092 186 0.00%
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