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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001403438-16-000017) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
101 IRIDIUM COMMUNICATIONS INC 10,000 87 0.00%
102 MOBILE TELESYSTEMS PJSC 10,299 88 0.00%
103 ASHFORD HOSPITALITY TR INC 16,898 88 0.00%
104 MITEK SYS INC 12,300 89 0.00%
105 TRAVELCENTERS AMER LLC 11,105 91 0.00%
106 CELESTICA INC 10,132 91 0.00%
107 SILICON GRAPHICS INTL CORP 18,109 91 0.00%
108 RIVERVIEW BANCORP INC 19,307 92 0.00%
109 ABERDEEN GLOBAL INCOME FD IN 10,618 93 0.00%
110 DYNEX CAP INC 14,033 94 0.00%
111 RAIT FINANCIAL TRUST 31,596 95 0.00%
112 ALON USA PARTNERS LP 10,406 96 0.00%
113 DEUTSCHE GLBL HI INCM FD 11,830 97 0.00%
114 BROCADE COMMUNICATIONS SYS I 10,979 100 0.00%
115 MORGAN STANLEY EMER MKTS DEB 10,785 101 0.00%
116 WESTERN ASSET MTG CAP CORP 10,854 101 0.00%
117 GENWORTH FINL INC 43,521 102 0.00%
118 INOVIO PHARMACEUTICALS INC 11,200 103 0.00%
119 VANGUARD NAT RES LLC COM UNIT 78,867 106 0.00%
120 Cincinnati Bell Inc 23,551 107 0.00%
121 SIRIUS XM HOLDINGS INC 26,982 108 0.00%
122 CREDIT SUISSE ASSET MGMT INC 36,661 108 0.00%
123 ADVANCED MICRO DEVICES INC 21,501 108 0.00%
124 NEUBERGER BERMAN ABSOLUTE RETURN MULTI MNGR 10,905 108 0.00%
125 CELLDEX THERAPEUTICS INC NEW 23,479 109 0.00%
126 CAFEPRESS INCORPORATED 34,345 109 0.00%
127 ARI Network Services Inc 24,724 110 0.00%
128 SPROTT FOCUS TR INC COM 16,985 110 0.00%
129 TubeMogul, Inc. 10,208 111 0.00%
130 FIRST TRUST SPECIALTY FINANC 18,225 112 0.00%
131 BAYTEX ENERGY CORP 19,667 113 0.00%
132 OMEROS CORP 10,120 114 0.00%
133 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 20,523 115 0.00%
134 SKULLCANDY INC 19,010 115 0.00%
135 POWERSHARES ETF TR II 11,256 117 0.00%
136 CAPSTEAD MTG CORP COM NO PAR 12,013 118 0.00%
137 ENSCO PLC 11,966 118 0.00%
138 IEC ELECTRS CORP NEW COM 26,895 119 0.00%
139 VOYA GLBL ADV & PREM OPP FD 12,683 120 0.00%
140 BLACKBERRY LTD 18,584 121 0.00%
141 CBL & ASSOC PPTYS INC 12,508 122 0.00%
142 CALUMET SPECIALTY PRODS PTNR 26,828 122 0.00%
143 GLOBAL X FDS 15,189 123 0.00%
144 BGC PARTNERS INC 14,995 124 0.00%
145 CLAYMORE EXCHANGE TRD FD TR 14,828 125 0.00%
146 WESTERN ASSET GLB PTNRS INCO 14,407 125 0.00%
147 PRECISION DRILLING CORP 24,198 125 0.00%
148 Casella Waste SYS 16,005 126 0.00%
149 WIPRO LIMITED SPON ADR 1 SH 10,305 127 0.00%
150 OPKO HEALTH INC 12,870 127 0.00%
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