| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UNITED PARCEL SERVICE INC | 331,500 | 0 | 0.00% | Call | |
| 2 | UNITED PARCEL SERVICE INC | 211,000 | 0 | 0.00% | Put | |
| 3 | LPATH INC | 15,000 | 3,000 | 0.00% | ||
| 4 | ORACLE CORP | 10,000 | 4,000 | 0.00% | Call | |
| 5 | SUNEDISON INC | 15,391 | 7,000 | 0.00% | ||
| 6 | VANGUARD NAT RES LLC | 12,534 | 18,000 | 0.00% | ||
| 7 | UNILIFE CORP | 29,396 | 19,000 | 0.00% | ||
| 8 | ENZON PHARMACEUTICALS INC | 45,939 | 21,000 | 0.00% | ||
| 9 | MANAGED HIGH YIELD PLUS FUND INC | 12,680 | 24,000 | 0.00% | ||
| 10 | LADENBURG THALMAN FIN SVCS I | 11,609 | 29,000 | 0.00% | ||
| 11 | CREDIT SUISSE ASSET MGMT INC | 12,829 | 37,000 | 0.00% | ||
| 12 | G WILLI FOOD INTL LTD | 10,402 | 40,000 | 0.01% | ||
| 13 | LIBERTY ALL STAR GROWTH FD I | 11,470 | 46,000 | 0.01% | ||
| 14 | MANITOWOC INC COM | 10,605 | 47,000 | 0.01% | ||
| 15 | INVESCO SR INCOME TR | 11,752 | 48,000 | 0.01% | ||
| 16 | COMPANHIA ENERGETICA DE MINA | 23,458 | 52,000 | 0.01% | ||
| 17 | VALE S A | 12,107 | 52,000 | 0.01% | ||
| 18 | ISHARES TR | 45,800 | 62,000 | 0.01% | Put | |
| 19 | IAMGOLD CORP | 30,000 | 66,000 | 0.01% | ||
| 20 | KINROSS GOLD CORP | 20,000 | 68,000 | 0.01% | ||
| 21 | SPROTT PHYSICAL SILVER TR | 10,950 | 68,000 | 0.01% | ||
| 22 | GLOBALSTAR INC | 50,000 | 74,000 | 0.01% | ||
| 23 | BLACKROCK INTL GRWTH & INC T | 12,443 | 74,000 | 0.01% | ||
| 24 | PROSPECT CAPITAL CORPORATION | 10,574 | 77,000 | 0.01% | ||
| 25 | ROYAL BANK OF SCOTLAND GRP PLC ADR SPONSORED | 14,868 | 93,000 | 0.01% | ||
| 26 | PIMCO STRATEGIC INCOME FD | 10,582 | 97,000 | 0.01% | ||
| 27 | COMPANHIA DE SANEAM ADRF SPONSORED ADR | 15,150 | 101,000 | 0.01% | ||
| 28 | TEMPLETON GLOBAL INCOME FD COM | 15,504 | 101,000 | 0.01% | ||
| 29 | SPDR S&P 500 ETF TR | 69,900 | 101,000 | 0.01% | Put | |
| 30 | NEUBERGER BERMAN RE ES SEC FD | 20,053 | 102,000 | 0.01% | ||
| 31 | MFS INTERMEDIATE INCOME TRUST SH BEN INT | 22,189 | 102,000 | 0.01% | ||
| 32 | ALLIANZGI CONV & INCOME FD COM | 18,153 | 102,000 | 0.01% | ||
| 33 | ALLIANCE BERNSTEIN INCOME FUND ADVISOR | 12,871 | 103,000 | 0.01% | ||
| 34 | FREEPORT-MCMORAN INC | 10,137 | 104,000 | 0.01% | ||
| 35 | ECOPETROL S A | 12,624 | 106,000 | 0.01% | ||
| 36 | FRANKLIN LTD DURATION INCOME | 10,154 | 114,000 | 0.02% | ||
| 37 | GLOBAL X MLP & ENERGY INFRASTRUCTURE ETF | 10,400 | 120,000 | 0.02% | ||
| 38 | PACIFIC BIOSCIENCES CALIF IN | 14,500 | 123,000 | 0.02% | ||
| 39 | AU Optronics Corp | 44,274 | 127,000 | 0.02% | ||
| 40 | DREYFUS STRATEGIC MUNS INCORPORATED | 14,629 | 131,000 | 0.02% | ||
| 41 | PROFIRE ENERGY INC | 135,786 | 132,000 | 0.02% | ||
| 42 | Heritage Commerce Corp | 13,398 | 133,000 | 0.02% | ||
| 43 | EATON VANCE TAX MANAGED GLOB | 12,641 | 134,000 | 0.02% | ||
| 44 | BANK AMER CORP | 34,047 | 134,000 | 0.02% | ||
| 45 | POWERSHARES DB CMDTY IDX TRA | 10,235 | 136,000 | 0.02% | ||
| 46 | HUNTINGTON BANC | 14,209 | 137,000 | 0.02% | ||
| 47 | Alcoa | 14,613 | 140,000 | 0.02% | ||
| 48 | CALAMOS CONV OPPORTUNITIES & | 14,982 | 142,000 | 0.02% | ||
| 49 | RADIO ONE INC CL D NON VTG | 99,790 | 142,000 | 0.02% | ||
| 50 | APOLLO INVT CORP | 25,538 | 142,000 | 0.02% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-003821, filed 2016.05.16).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
