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Institutional Investment Manager
Bulldog Investors, LLP
Bulldog Investors, LLP (CIK: 0001504304) incorporated in Delaware, located at Park 80 West - Plaza Two, Saddle Brook, NJ. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001398344-16-020636) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
51 PACIFIC SPL ACQUISITION CORP 300,000 3,075 0.69%
52 BOULDER GROWTH & INCOME FUND COM 426,605 3,575 0.81%
53 M I ACQUISITIONS INC 390,000 3,908 0.88%
54 AROWANA INC 400,000 4,076 0.92%
55 LIBERTY ALL STAR EQUITY FD 851,229 4,409 0.99%
56 PUTNAM HIGH INC SECURITIES FD N/C 7/24/18 42968F108 566,995 4,547 1.03%
57 FULL CIRCLE CAP CORP 1,752,062 4,625 1.04%
58 KOREA EQUITY FD INC COM 555,167 4,756 1.07%
59 Japan Smaller Capitalizationfd Inc Common 444,626 4,792 1.08%
60 DEUTSCHE HIGH INCOME TR 496,077 4,818 1.09%
61 NUVEEN DIVERSIFIED COMMODTY 621,807 5,640 1.27%
62 GENERAL AMERN INVS CO INC 189,259 6,179 1.39%
63 STELLAR ACQUISITION III INC 653,000 6,510 1.47%
64 WHEELER REAL ESTATE INVT TR 3,746,911 6,557 1.48%
65 TRI CONTL CORP 313,691 6,707 1.51%
66 IMPERIAL HLDGS INC 8.5 PERCENT 2/19 9,243,000 8,082 1.82% PRN
67 CLOUGH GLOBAL EQUITY FD 773,418 8,781 1.98%
68 First Trust/Aberdeen Global 768,304 9,051 2.04%
69 PACHOLDER HIGH YIELD FD INC 1,312,701 9,359 2.11%
70 CUSHING RENAISSANCE FD 635,722 10,508 2.37%
71 MVC CAPITAL INC 1,378,812 11,430 2.58%
72 EMERGENT CAP INC 4,032,377 11,815 2.66%
73 ADVENT CLAYMORE ENH GRW & IN 1,461,794 12,206 2.75%
74 Lazard Glb Total Return & Income 887,641 12,400 2.80%
75 DEUTSCHE HIGH INCOME OPPORT FD 1,012,392 14,325 3.23%
76 HILL INTERNATIONAL INC 3,875,519 17,866 4.03%
77 SWISS HELVETIA FD INC 1,700,751 18,181 4.10%
78 NUVEEN LG/SHT COMMODITY TOTR 1,468,743 19,417 4.38%
79 FIRST TR DIVIDEND INCOME FD 2,190,168 19,952 4.50%
80 New York REIT Inc 2,463,293 22,539 5.08%
81 VIRTUS TOTAL RETURN FD 5,016,152 23,777 5.36%
82 NEUBERGER BERMAN RE ES SEC FD 5,698,062 32,422 7.31%
83 NUVEEN GLOBAL EQUITY INCOME 2,753,299 32,874 7.41%
84 STEWART INFORMATION SVCS COR 1,019,318 45,309 10.21%
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