| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SANOFI | 15,940 | 11,000 | 0.00% | ||
| 2 | PEABODY ENERGY C 4.75 PERCENT 66 CONV BONDS DUE 12/15/66 | 74,000 | 12,000 | 0.00% | PRN | |
| 3 | Novacopper Inc | 39,478 | 19,000 | 0.00% | ||
| 4 | API TECHNOLOGIES CORP | 10,700 | 27,000 | 0.00% | ||
| 5 | SYNTA PHARMACEUTICALS CORP | 16,000 | 36,000 | 0.00% | ||
| 6 | ONCONOVA THERAPEUTICS | 21,000 | 50,000 | 0.00% | ||
| 7 | Vical Inc | 84,500 | 59,000 | 0.00% | ||
| 8 | CHESAPEAKE ENERGY CORP | 70,000 | 66,000 | 0.00% | PRN | |
| 9 | PACIFIC BIOSCIENCES CALIF IN | 12,000 | 69,000 | 0.00% | ||
| 10 | MCDERMOTT INTL INC | 13,500 | 72,000 | 0.00% | ||
| 11 | MFS HIGH INCOME MUN TR | 16,279 | 75,000 | 0.00% | ||
| 12 | BLACKROCK DEBT STRAT FD INC COM | 21,480 | 78,000 | 0.00% | ||
| 13 | VALHI INC NEW COM | 14,400 | 82,000 | 0.00% | ||
| 14 | NUVEEN PREFERRED SECURITIES | 10,105 | 86,000 | 0.00% | ||
| 15 | Nuveen Quality PFD Income Fd | 11,921 | 94,000 | 0.00% | ||
| 16 | OVERSEAS SHIPHOLDING GROUP I | 30,440 | 107,000 | 0.00% | ||
| 17 | WESTERN ASSET MGD HI INCM FD | 22,200 | 110,000 | 0.00% | ||
| 18 | PIMCO CA Municipal Income II | 11,931 | 123,000 | 0.00% | ||
| 19 | ONCOTHYREON INC COM N/C EFF 6/ | 33,333 | 125,000 | 0.00% | ||
| 20 | PENN WEST PETE LTD NEW | 72,956 | 126,000 | 0.00% | ||
| 21 | MFS CALIF MUN FD | 12,215 | 132,000 | 0.00% | ||
| 22 | BLACKROCK MUNIHOLDINGS QUALI | 10,415 | 135,000 | 0.00% | ||
| 23 | BLACKROCK MUNI INTER DR FD I | 10,308 | 140,000 | 0.00% | ||
| 24 | Nuveen Closed-End Funds/USA | 11,787 | 148,000 | 0.00% | ||
| 25 | EATON VANCE MUN BD FD | 12,840 | 156,000 | 0.00% | ||
| 26 | APOLLO INVT CORP | 22,929 | 162,000 | 0.00% | ||
| 27 | NUVEEN MUNICIPAL CREDIT INC | 12,132 | 162,000 | 0.00% | ||
| 28 | NUVEEN PREMIER MUN INCOME FD COM | 13,073 | 169,000 | 0.00% | ||
| 29 | BLACKROCK MUNIC INCM INVST T | 13,521 | 179,000 | 0.00% | ||
| 30 | PIER 1 IMPORTS INC | 14,500 | 183,000 | 0.00% | ||
| 31 | FIRST TR STRATEGIC HIGH INC | 13,964 | 185,000 | 0.00% | ||
| 32 | PIMCO MUN INCOME FD II | 16,322 | 187,000 | 0.00% | ||
| 33 | ALLIANCE NEW YORK MUN INC FD | 13,599 | 191,000 | 0.00% | ||
| 34 | BLACKROCK MUNIHLDGS NY QLTY | 14,590 | 198,000 | 0.00% | ||
| 35 | GOLDMAN SACHS GROUP INC | 967 | 202,000 | 0.00% | ||
| 36 | CVR REFNG LP | 11,069 | 203,000 | 0.00% | ||
| 37 | EATON VANCE SHORT COM | 14,745 | 204,000 | 0.00% | ||
| 38 | BLACKROCK MUNIC BD INVST TR COM | 14,634 | 205,000 | 0.00% | ||
| 39 | NUVEEN QUALITY INCOME MUNI FUND | 15,400 | 205,000 | 0.00% | ||
| 40 | Arena Pharmaceuticals, Inc | 45,000 | 209,000 | 0.00% | ||
| 41 | CALPINE CORP | 11,799 | 212,000 | 0.00% | ||
| 42 | First Trust/Aberdeen Global | 19,523 | 213,000 | 0.00% | ||
| 43 | DELTA AIRLINES INC DEL | 5,200 | 214,000 | 0.00% | ||
| 44 | NUVEEN SELECT MAT MUN FD | 21,500 | 217,000 | 0.00% | ||
| 45 | NUVEEN DIV ADVANTAGE MUN FD | 16,168 | 217,000 | 0.00% | ||
| 46 | LADENBURG THALMAN FIN SVCS I | 62,700 | 219,000 | 0.00% | ||
| 47 | CONOCOPHILLIPS | 3,584 | 220,000 | 0.00% | ||
| 48 | NUVEEN MUN HIGH INCOME OPPOR | 16,911 | 221,000 | 0.00% | ||
| 49 | DREAMWORKS ANIMATION SKG INC | 25,200 | 223,000 | 0.00% | Put | |
| 50 | EROS INTL PLC SHS NEW | 8,929 | 224,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001519418-15-000013, filed 2015.08.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
